11/06/2018
UBS Advisor Sean Dillon Named to Forbes List of Top Wealth Advisors
To be named to this inaugural list recognizes his exceptional dedication, accomplishments and expertise in meeting client expectations.
Wealth and Asset Management
11/06/2018
Mercer Advisors Acquires Beacon Wealth Management
RIA Acquisition Expands Mercer's Presence in the Northeast & Southeast And Expands Personnel
11/06/2018
Navis Wealth Management Launches with Sanctuary Wealth Partners
“We are extremely honored that Paul and David chose Sanctuary as their partner to help launch Navis Wealth Management,” says Jim Dickson, President and Founder of Sanctuary.
11/05/2018
American Clients: Duel Over a Couple of Bucks
Two bankers with contradicting views on the same market. Syz and Ermotti were talking about offshore banking with rich Americans.
11/05/2018
The Next Generation of Wealth: Richardson GMP Unveils New Brand
Rebrand reflects firm's focus to put client interests first, and adapt to and embrace the industry's evolution
11/02/2018
Too many affluent Americans are overpaying to be underinsured
To protect against all of that, Sailor recommends that high-net-worth individuals consider four different types of policy endorsements.
11/02/2018
Wealth Manager vs. Financial Advisor
To help you understand better how wealth managers compare to other financial advisors, and whether a wealth manager is the right choice for you, we’ve created this guide.
11/01/2018
LPL Financial Welcomes Seattle First Asset Management
Seattle First Asset Management is located in the Seattle metro area, and includes operations manager Loren McEwan, who holds FINRA Series 7 & 66 licenses.
11/01/2018
UBS Global Wealth Management Launches New Advisory Offering for Small Plan 401(k) Market
Designed to help all financial advisors effectively and efficiently serve smaller retirement plans
11/01/2018
Schwab Advisors Say Goals and Values Are Better Keys to Clients
At Schwab IMPACT, United Capital CEO Joe Duran’s message of changing up the client conversation resonated with many.
11/01/2018
LPL Financial and Good Life Financial Advisors Welcome Arrow & Bow Wealth Advisors
Arrow & Bow reported that its advisors served approximately $110 million of client brokerage and advisory assets as of Aug. 17, 2018*.
10/31/2018
Advisers carve wealth management unit out of $16 billion asset manager
Resonant Capital Advisors, Madison Investment Advisors cite business risks as one of the reasons for the separation
10/31/2018
Wealth manager achieves ‘gold standard’ in Financial Planning
The firm was founded in 2008 by Garth Thompson, who has worked in the financial services industry for 30 years in the North East.
10/31/2018
Trouble Might be Brewing for Custom Loans to Wealthy Clients
It’s really become second nature to introduce existing clients to the broader capabilities of the company
10/30/2018
New York roadshow reveals Guernsey’s stock is growing
Guernsey Finance led its latest funds delegation to New York, attending two conferences and holding meetings with private equity fund managers, lawyers and advisers.
10/29/2018
Schwab’s RIAs Question CEO on Robo Advisor, Service Issues
Speaking at the custodian’s annual IMPACT conference, advisors had tough questions for Schwab’s CEO on competing with RIAs, its service challenges and the race to zero on trading commissions.
10/26/2018
Profits Jump at UBS Wealth Management Americas
The Americas wealth management unit, which covers all of North and South America, saw profits before taxes jump 10% year over year to $368 million
10/25/2018
UBS's David Ellis Named to Forbes List of Top Wealth Advisors
Recognized for the third straight year as a national leader in financial services
10/25/2018
Raymond James Adds Hundreds of Financial Advisors
The group’s net revenue has reached a new record of $1.31 billion, which is 2% higher than the previous quarter and 12% higher than last year, Raymond James says.
10/24/2018
L&C launches dedicated wealth management service for Americans in France
“Americans living and working in France, particularly High Net Worth Individuals, are facing an increasingly complex tangle of regulatory and reporting requirements.”