11/01/2018
Schwab Advisors Say Goals and Values Are Better Keys to Clients
At Schwab IMPACT, United Capital CEO Joe Duran’s message of changing up the client conversation resonated with many.
Wealth and Asset Management
11/01/2018
LPL Financial and Good Life Financial Advisors Welcome Arrow & Bow Wealth Advisors
Arrow & Bow reported that its advisors served approximately $110 million of client brokerage and advisory assets as of Aug. 17, 2018*.
10/31/2018
Advisers carve wealth management unit out of $16 billion asset manager
Resonant Capital Advisors, Madison Investment Advisors cite business risks as one of the reasons for the separation
10/31/2018
Wealth manager achieves ‘gold standard’ in Financial Planning
The firm was founded in 2008 by Garth Thompson, who has worked in the financial services industry for 30 years in the North East.
10/31/2018
Trouble Might be Brewing for Custom Loans to Wealthy Clients
It’s really become second nature to introduce existing clients to the broader capabilities of the company
10/30/2018
New York roadshow reveals Guernsey’s stock is growing
Guernsey Finance led its latest funds delegation to New York, attending two conferences and holding meetings with private equity fund managers, lawyers and advisers.
10/29/2018
Schwab’s RIAs Question CEO on Robo Advisor, Service Issues
Speaking at the custodian’s annual IMPACT conference, advisors had tough questions for Schwab’s CEO on competing with RIAs, its service challenges and the race to zero on trading commissions.
10/26/2018
Profits Jump at UBS Wealth Management Americas
The Americas wealth management unit, which covers all of North and South America, saw profits before taxes jump 10% year over year to $368 million
10/25/2018
UBS's David Ellis Named to Forbes List of Top Wealth Advisors
Recognized for the third straight year as a national leader in financial services
10/25/2018
Raymond James Adds Hundreds of Financial Advisors
The group’s net revenue has reached a new record of $1.31 billion, which is 2% higher than the previous quarter and 12% higher than last year, Raymond James says.
10/24/2018
L&C launches dedicated wealth management service for Americans in France
“Americans living and working in France, particularly High Net Worth Individuals, are facing an increasingly complex tangle of regulatory and reporting requirements.”
10/24/2018
Wealth Enhancement Group Acquires Second Philly Firm
Second Acquisition in Philadelphia Market in Two Months Signals Lightyear Capital-Backed Wealth Management Firm's Strong Commitment to the Region While Adding Significant Scale
10/23/2018
Goldman shifts Marcus digital bank to its wealth unit
The move is aimed at starting new business offerings under the Marcus brand that can be sold to the unit’s expanding roster of clients.
10/23/2018
Goldman moves digital bank to wealth unit
Marcus, which makes personal loans online, will be pitched to the wealth management division's clients
10/23/2018
UBS moves back into battle for rich American
Swiss bank to pursue ‘ultra high net worth’ US clients 9 years after $780m fine
10/23/2018
Julius Baer Is Shutting Down Its Panama and Peru Operations
Closure completes a strategic overhaul of Latam Chief Sanchez
10/22/2018
A Silicon Valley Banking Executive Wanted to Show Off Her Wonderful Life. It Didn't Go Well
No banking executive can be without her daily yoga. And game of tennis.
10/19/2018
Vontobel acquires Lombard Odier business in North America
The move is Vontobel’s first acquisition in the US
10/18/2018
HSBC Partners with Marstone for Digital Client Engagement, Broadening Its Audience and Easing Access to Wealth Management
The partnership begins piloting later this month and is fully integrated with HSBC’s custodian, Pershing, a Bank of New York-Mellon Company.
10/18/2018
Global wealth up 4.6% to US$317 trillion
Credit Suisse Research Institute publishes ninth edition of the Global Wealth Report