03/29/2017
Richter Family Office expansion includes new Toronto office
Aging patriarchs and matriarchs want to ensure their wealth is protected and the in-coming generation of leaders is able to carry on their legacy.
Wealth and Asset Management
03/29/2017
Asset Risk Consultants fill a void in Canada with new private client indices
There are a lot of data providers that compare fund managers and provide peer group analysis.
03/29/2017
Bond king Bill Gross agrees to settlement in lawsuit against Pimco, ending nasty dispute
Gross had sought damages of more than $200 million.
03/29/2017
BlackRock cuts managers and fees in active equity overhaul
The firm said the plan would save investors around $30 million per annum in lower fees.
03/29/2017
United Capital’s FinLife Partners Launch Exceeds Billion Dollar Target
Technology that enables human advice
03/29/2017
Wealth Management in 2017: Oh, the Humanity!
At the 2017 CFA Institute Wealth Management Conference, speakers explored different aspects of the adviser’s role and the ways that a human perspective can be applied to deliver value to clients.
03/28/2017
HighTower Concludes Dynamic First Quarter with Addition of 5th New Team
HighTower attracts exceptional financial advisors from every segment of the industry.
03/28/2017
Wilde Wealth Management Group Recognized For America's Top 1200 Financial Advisors 2017
Wilde Wealth Management Group has moved up six spots from last year's publication and is currently ranked number 12 in Arizona.
03/28/2017
CreditEase Wealth Management Announces New Investments in the US Marketplace Lending Platforms
The first Chinese offshore fund to invest in loans issued by western platforms.
03/28/2017
Paul Pagnato Shares Best Advisory Practices At Top Advisor Summit
Forbes and SHOOK Research Invite Paul Pagnato To Speak At 2017 Top Advisor Summit
03/27/2017
Judith McGee Ranked No. 1 in Oregon and Selected as One of Barron's 2017 Top Financial Advisers in the Country
Regulatory records are examined and extensive questionnaires are filled out by the advisors themselves.
03/27/2017
HNA Group Has Ambitions for an Asset Management Empire
HNA Capital is paying US$ 446 million for the stake in the asset management unit.
03/26/2017
Merrill Lynch and Morgan Stanley: A tale of two fiduciary 401(k) business models
Each firm uses an approach that mitigates risk, but some observers say they're more for show than potential problem solving
03/26/2017
UBS Hires $1.2 Million Merrill Producer in Rochester
The team has an active 401(k) rollover business with baby boomers that they feared would also be affected by Merrill’s tightening fiduciary-rule restrictions on retirement accounts.
03/26/2017
China's HNA Buys $446 Million Stake in Old Mutual U.S. Unit
Old Mutual is also undertaking a transformation, preparing to break up its wealth, U.S. asset management business, emerging-markets unit and Johannesburg-based lender Nedbank into standalone entities by the end of 2018.
03/24/2017
ParenteBeard Wealth Management expands central Pa. footprint with 2 acquisitions
We have been looking for opportunities for smaller groups that have the same culture as us
03/24/2017
Natixis Global Asset Management Fund Managers Earn 2017 Thomson Reuters Lipper Fund Awards in the U.S.
Gateway and Loomis Sayles funds earn top positions in a broad range of categories
03/23/2017
Raymond James Financial Reports February 2017 Operating Data
The decline compared to the preceding month was largely due to lower fixed income commissions.
03/23/2017
Fiduciary Trust Earns Best Independent Trust Company and Other Awards
This is one of a dozen accolades the firm has earned over the past 12 months, reflecting the firm’s integrity, personal service, disciplined investing and expertise.
03/23/2017
Dean Myerow and Sean Vesey Launch Las Olas Wealth Management of NatAlliance Securities
Dean Myerow, who spent his formative years earning his Juris Doctor at the University of Miami School of Law recently moved with his family back to South Florida.