08/11/2015
Waiting years or decades to fully report foreign assets is likely to result in large tax penalties and require expensive legal and accounting work to become compliant.
08/11/2015
Advisor attrition is high, but the details are what make or break this deal
08/10/2015
More creativity via sweeteners are being used to lure big RIAs
08/10/2015
Because of her experience in academia, Taylor said she knows all too well the failings of American students in the subject of personal finance.
08/09/2015
Trust games: Europe’s NextGen HNWI more sceptical than US peers
08/07/2015
This can be both exciting and terrifying, as incumbent firms will need to adapt to compete with these new entrants while they still own the customer’s assets
08/06/2015
Currently, the institutional channel is exploring multi-factor and smart beta investing.
08/05/2015
A UBS AG branch manager in Puerto Rico warned bank officials that brokers for the firm had urged customers to engage in improper loan practices, more than two years before the bank made a US$5.2 million settlement over the matter with the island’s f
08/04/2015
Turns out only a fraction of the industry’s 11,473 RIAs are dually registered or affiliated with a broker/dealer, according to the 2015 Evolution Revolution, produced by the Investment Advisor Association and compliance solutions firm NRS.
08/04/2015
This acquisition is in line with Aberdeen's strategy to strengthen and grow its global alternatives platform encompassing multi-manager research and selection across hedge funds, private equity, and property along with direct investments in infrastru
08/04/2015
A team that managed more than $700 million in client assets has signed on with Raymond James' independent channel, the firm said.
08/03/2015
They are paid to cater to every whim, anticipate every need and handle every detail, all while maintaining the utmost composure.
08/03/2015
The average consumer would say wealth management is for the rich people
08/03/2015
The mortgage lending and wealth management businesses of 1st Portfolio Holding Corporation will continue to operate from their current location
08/03/2015
Merrill Lynch’s parent company, Bank of America, sold its offshore wealth-management offices three years ago.
07/31/2015
It might just be coincidental timing, but it sure looks bad.
07/31/2015
The deal to sell the wealth management operation to Stifel was supposed to come with 180 advisors managing about $56 billion in offices in 12 cities.
07/30/2015
Citigroup offers wealthy heirs an art auction crash course, but is it actually a good idea?
07/30/2015
The deal underlines the growing importance of being able to target individual investors – for now the wealthy, but eventually also mass market retail investors.
07/30/2015
Young people have always been poor, but today's young people are poorer than most