Managers of Wealth Americas

Wealth Adviser: Avoiding the Headaches of a Rock-Star Firm

The model appeals to young talent, and it obliges senior advisers to think of themselves less as stars and more as mentors.

Merrill team ordered to return $6.6 million in signing bonuses to Barclays

The arbitrators did not explain their decision, as is typical in FINRA rulings, but denied the brokers' counterclaims asserting fraud, negligent misrepresentation, and breach of contract to justify keeping the loans.

Boston Private Bank completes purchase of Banyan Partners

The combined wealth management business will have about $9 billion in assets under management

BNY Mellon acquires New York-based asset manager

Located in Armonk, NY, the firm is currently a wholly-owned subsidiary of MBIA Inc.

Berkshire Hathaway Buys Into a Family Business

Berkshire Hathaway Inc purchase of a mega-car dealer group has billionaire Warren Buffett buying into a family business in more ways than one.

UBS Wealth Management Americas Introduces Enhanced Functionality for the Equity Plan Business

As part of its ongoing commitment to service excellence for both plan sponsors and participants, UBS Wealth Management Americas, a division of UBS AG, introduced two new exciting features to its Equity Plan Advisory Services offering: enhanced cash awards

Online RIA Sets Sights on Mass Affluent

Good news for high-end wealth management firms

Wunderlich Announces Plans to Acquire Assets of Dominick & Dominick

We were impressed with the broad array of capabilities and expertise available through Wunderlich

Deutsche Asset & Wealth Management Opens new Private Banking office

Deutsche Asset & Wealth Management (DeAWM) announced today the opening of its Private Bank in Dallas

Super-regional accounting firm Acquires a Wealth Manager

The firm has acquired the wealth management firm Level Four Advisory Services.

Transitioning Out: Succession Planning for the Wirehouse Advisor

There are many aspects of the financial services industry that leave much to be desired in terms of “processes and procedures” impacting the lives of advisors and clients.

5 investing secrets of the wealthy

Just because you can't afford the lifestyle of the super rich doesn't mean you can't invest like them.

Wealth Adviser: Putting a Psychologist on Your Team

Transferring ownership of a business from one generation to the next is a complex task, requiring a variety of specialized skills.

Guggenheim poised to buy lender Hayfin

US asset manager Guggenheim Partners is nearing an agreement to buy the private equity-owned lender Hayfin Capital Management in a deal worth around £600 million after fighting off rival bidders to enter exclusive talks.

Snowden quietly reaches $1B AUM milestone

As firm picks up $400 million UBS team, execs say it is fully capitalized and on its way to around 100 advisers in its partnership

Royal Bank of Canada joins Ibos network

RBC is known for its leading edge Global Banking Service that provides value to our customers

Robo-advising expected to transform wealth management industry, advisors say

From attracting potential clients to putting pressure on the industry to lower fees, robo-advising will affect the wealth management industry

As it slims down on the retail side, Citi focuses more attention on Texas' ultra-rich

Connally said customers tend to be business owners, sports team owners, law firm partners, and the like.

Eradicating the pathology of UHNW wealth managers who want brand building without marketing

Still, the principals of this de facto Cabot, Lodge wealth manager were determined to express to prospects that they were in fact better than their competitors in essential ways.

Raymond James Cares Month Continues Firm Tradition of Giving Back

Throughout August, Raymond James financial advisors and associates across the country donated time, money and goods as part of the firm’s fourth annual Raymond James Cares Month. More than 1,400 professionals in 27 states volunteered 3,985 hours for

Wealth and Asset Management