05/18/2015
Tom James became CEO of Raymond James Financial in 1970, succeeding his father Bob, and held that role until 2010; he remains chairman, and remains highly active on the big-picture level for the company but also in recruiting new reps
05/18/2015
Independent broker-dealer LPL Financial wants to goose its internal TAMPs — or turnkey asset-management programs — by paying its hybrid affiliates to put assets on them
05/18/2015
Recommendations for inclusions were taken from across the board
05/15/2015
Debate about debt and retirement couldn’t be more timely.
05/14/2015
The award honors an organization for using the Kolbe SystemTM of instinctive strengths assessment to achieve positive, quantifiable results in major projects.
05/14/2015
Douglas Elliman Real Estate has launched a new international division to provide brokerage services to ultra-high-net-worth clients in the sports and entertainment industries
05/14/2015
Convergent ranks #14 in Top 100 Wealth Managers Nationally
05/14/2015
They realize fate could determine the quality of their retirement more than their lifetime of planning.
05/14/2015
For many successful entrepreneurs this runs counter to their DNA
05/14/2015
It already has plenty of snazzy performing arts centers on campus.
05/14/2015
We are pleased to partner with EverFi to provide this interactive financial education program to our clients and their families through our financial advisors
05/13/2015
Seattle-based wealth manager acquires private investment advisory group
Both firms are Seattle-based comprehensive wealth management platforms.
05/13/2015
Did you know that baby boomers are expected to pass down over $30 trillion to their children, or whomever may be lucky enough to be named in their wills? Neither did I.
05/13/2015
Poor returns on hedge funds and other actively managed vehicles have helped drive a shift away from pursuing alpha.
05/13/2015
The growth of these new entrants has gotten the attention of incumbent players like Charles Schwab, which executed a smart fast follow strategy with its “Intelligent Portfolios” offering.
05/13/2015
BMO Private Banking Introduces new all-in-one service catered to HNW's
New program includes a customized wealth plan and a full suite of services designed to evolve should circumstances change
05/13/2015
The acquisition is the first step in VisionQuest's long-term plan for growth through acquisition in the Richmond area.
05/12/2015
Douglas Elliman Real Estate's 'Sports & Entertainment' division has international focus
05/12/2015
Columbia Pacific Wealth Management announces acquisition
Both firms are Seattle-based comprehensive wealth management platforms
05/11/2015
Second Swiss bank reaches deal under U.S. tax program
The program, launched in 2013, allows Swiss banks to avoid prosecution by disclosing cross-border activities that helped U.S. account holders conceal assets and income. Banks already under criminal investigation are excluded from the program.