09/21/2023
UBS advisor managing $435M moves to RBC Wealth Management
Marin County, California-based Brian Wells has 25 years of experience.
Wealth and Asset Management
09/21/2023
Investor Dissatisfaction with Boards Grows, New ProxyPulse Report Reveals
At the same time, growing numbers of individual investors entered the market.
09/21/2023
Broadridge Signs First Customers for New Swift Services Including Transaction Screening Service and Securities View
Customers will gain advanced sanctions screening and end-to-end securities settlement control
09/20/2023
Williams Jones Wealth Management Named to Barron's 2023 Top 100 RIA Firms List
NYC-based firm lands in the 46th spot in prestigious national ranking
09/20/2023
Wealth Access Wins Best Client Portal in the WealthManagement.com 2023 Industry Awards
This award underscores Wealth Access's commitment to providing exceptional digital experiences for financial institutions and their clients.
09/20/2023
‘The time to invest is now’: Julius Baer research head backs US equity
Julius Baer also sees opportunities for growth-minded investors in Switzerland.
09/20/2023
Barron's 2023 Ranking Lists Mission Wealth a Top 100 RIA Firm
Mission Wealth continues to pursue its mission of providing caring advice that empowers people to realize true wealth.
09/20/2023
PE Firm Carlyle Takes Minority Investment in Captrust
Fielding Miller, Captrust’s CEO, will continue to lead the firm and will remain the largest individual shareholder.
09/19/2023
Redhawk shares products with Thompson Wealth Management
Thompson Wealth Management, an RIA based in the Los Angeles region, and Redhawk Wealth Advisors, a prominent full-service RIA, have announced a new strategic partnership.
09/19/2023
FinFactor raises AUM and clients thanks to Objectway’s Investment Management Solution
The partnership with Objectway has enabled FinFactor to make their order workflow management straight-through and seamless
09/19/2023
TS Imagine rolls-out dashboard for private banks and wealth managers
The wealth management industry has experienced a seismic transformation this year
09/19/2023
Mesirow adds $1.2B firm to wealth management offering
New addition is an employee-owned firm based in Chicago.
09/18/2023
Rockefeller Global Family Office Further Expands North Carolina Presence as Decision Point Wealth Partners Joins Firm
Decision Point Wealth Partners is led by Managing Director and Private Advisor Chad Pearson and Senior Vice Presidents and Private Advisors Donis Smith and Paul Patterson.
09/18/2023
Broadridge Launches New Financial Advisor Productivity Integrations for Salesforce Financial Services Cloud Customers
Broadridge’s books and records data consolidation, securities lending and financial advisor marketing systems will help Salesforce customers streamline workflows and enhance advisor productivity
09/18/2023
Crestone swoops on disheartened Escala advisers
Among those who have decamped to Crestone over the past six weeks include plenty of big business writers, namely Paul Sealy, one of Escala’s founding partners.
09/15/2023
Broadridge Launches New Cloud-based Reconciliation & Matching Solution - BRx Match
All-in-one solution solves reconciliations with business-user self-build to improve total cost of ownership and drive trade simplification
09/15/2023
T. Rowe Price Group Reports Preliminary Month-End Assets Under Management for August 2023
Preliminary net outflows for August 2023 were $7.8 billion, including a redemption from a subadvisory client.
09/15/2023
Bridgewater Associates leads in attracting high-net-worth Chinese investors
The firm's strategy and performance have evidently resonated with wealthy Chinese investors, contributing to its rapid growth in this segment.
09/15/2023
UBS CEO committed to staying at the helm through 2026
The biggest bank merger since the global financial crisis was hastily arranged in March by the Swiss government to avert Credit Suisse's collapse.
09/14/2023
Citigroup orders major management changes
Significant organisational adjustments are being made by Citi, which will fully integrate the bank's executive structure with its business objectives.