07/11/2012
The BondWorks Suitability Module helps financial advisors meet the requirements of the new FINRA Rule 2111 by enabling them to run pre-trade suitability tests on investment ideas even before recommending them to their customers.
07/11/2012
The LWA Directory is a list of 30 firms selected by FOX based on their ability to provide integrated wealth advice to private investors with over $20 million in assets.
07/11/2012
Overall, this platform grew by almost 73% this year as of March 31 over last year to $8.7 billion.
07/09/2012
While an overwhelming majority of those polled said their spouse/partner is comfortable with how financial decisions are made, 1 in 5 said that they feel their spouse/partner is stressed by their lead or participation in the process, with several notable
07/09/2012
Brings experienced wealth professionals and expands Mariner's national footprint
07/08/2012
A FAMILY limited partnership was once a rather esoteric way for wealthy families to centralize the management of real estate and various pots of money. But this is not a normal tax year.
07/08/2012
"We have a passion for making a difference in people's lives and look forward to continuing to provide our clients with the highest level of expertise and customer service for many years to come,"
07/08/2012
Aberdeen Asset Management is supporting its sponsorship of the Scottish Open with a 30 second television advertising campaign that will run in the United States, UK, and Europe.
07/08/2012
Warren Buffett, the billionaire who pledged to donate most of his wealth to charity, contributed stock valued at $1.52 billion in his annual gift to the foundation created by Microsoft Corp. co-founder Bill Gates.
07/05/2012
Women are significantly under-represented in the financial planning profession, with only one quarter of financial planners being female. So what are we doing to correct this imbalance?
07/05/2012
Under the management of Scotia Asset Management, each fund within Scotia Private Client Group Pools will be offered as a separate class of shares within the corporation. Investors can switch from one class of shares to another without triggering an immedi
07/05/2012
“We’re seeing bigger teams now making bold moves and moving to another wirehouse or out of the space completely,” said Alois Pirker, research director at the Boston-based Aite Group, which studies wealth management trends.
07/05/2012
The Global Guide provides corporations with a much needed tool to allow more efficient measurement of corporate giving on a global scale.
07/04/2012
The study, which focused on three key topics -- structure, investing, and succession and governance planning -- was conducted to find out more about what motivates family offices and to provide a collective insight to help family offices learn from each o
07/03/2012
The venerable British bank was halfway toward completing a $500 million, five-year plan to build a brokerage franchise aimed at wealthy Americans when Robert Diamond, the Massachusetts-born chief executive who authorized the plan, resigned.
07/03/2012
All the talk of the 1 percent and the 99 around Independence Hall got us wondering.
07/03/2012
The increase comes despite a lackluster fourth quarter in which wealth management income swooned to $26.11 billion, down 17.8% from $31.75 billion the year before and the industry’s weakest quarter since the beginning of 2009.
07/03/2012
New insight from hundreds of HNWs across Germany, Russia, the UK and the USA has engagement with the major driving forces of change as a wealth of creating wealth.
07/02/2012
Since the organization's inception, the Portfolio Defense has become a major part of the membership experience – so much so that TIGER 21 registered "Portfolio Defense" as a trademark in 2009.
07/02/2012
Rochdale will combine with City National Asset Management to form a new registered investment advisor within the bank's wealth management group