Managers of Wealth Americas

Perigon Wealth Management: Building a Tech Stack Through Partnerships

Jon Seif of Perigon Wealth Management discusses why the firm seeks vendors who will partner with them rather than focus on the “next individual feature.”

Broadridge and Payward Services Collaborate to Give xStocks Holders a Voice in Corporate Governance

Broadridge’s unified governance platform enables xStocks holders to submit voting preferences for shares underpinning their tokenized equities, closing one of the clearest gaps between tokenized equities and traditional stock ownership

Family Offices Sidestep AI Fears in Deal Spree for Robotics Bets

Jeff Bezos’ namesake investment firm boosted its allocation to US robotics software startup Generalist AI.

Advisor moves: Ameriprise, Prospera, Raymond James land teams with $920M in assets

A 27-year Merrill veteran, Florida advisors, and a trio of New Jersey advisors just moved to new platforms.

Modera, Simplicity announce new acquisitions in busy day for industry M&A

Two RIAs expand their geographic footprints with deals in New York's Capital Region and coastal Alabama.

AlphaCore Wealth Advisory Strengthens Northeast Presence With Addition of Brave Family Advisors

Momentum continues with the addition of eight professionals, expanding AlphaCore's presence in the Northeast, a key strategic growth area for the firm

Family Offices Growing in Number, Size

Expansion can warrant professionalization and put offices in competition for personnel with asset managers and institutions.

AlphaCore takes over Brave Family Advisors

The deal broadens AlphaCore’s footprint in the northeastern US, supporting its longer-term expansion plans.

BNY and Galaxy Collaborate to Advance Digital Asset Infrastructure

The relationship pairs the strengths of an onchain infrastructure leader with the scale of a trusted leading global financial institution to expand digital asset services

Hightower Signature Wealth Adds $2.5B in AUM* Through Addition of Stearns Financial Group

The practice first partnered with Hightower in 2020 and, as part of HTSW, will gain access to expanded operational and investment capabilities through a fully integrated model.

Broadridge Reports Fourth Quarter and Fiscal Year 2026 Results

Raising annual dividend by 12% to $4.36, 20th consecutive annual dividend increase

WTW Investments and SEI Partner to Expand Private Markets Solutions for Defined Contribution Plans

Collaboration Aims to Broaden Access to Alternative Products in Retirement Ecosystem

Modera Wealth Management Expands New York Presence

Albany-based Aaron Lieberman joins Modera as a wealth manager and principal, strengthening the firm's presence in New York's Capital Region

Sequoia Financial Acquires $1.36B Twin Cities RIA

The Akron-based RIA adds another Minneapolis-St. Paul firm, its first RIA acquisition this year.

Wealth Enhancement Announces Acquisition of Miramar Capital, an Independent RIA with Over $592 Million in Client Assets

This partnership brings the firm's total client assets to more than $159.4 billion.

Morgan Stanley’s IPO after-party: a wealth management bonanza

Bank’s underwriting of SpaceX and other new issues generates $74bn second-quarter haul in wealth management assets

The firm bringing private markets to the people via the ETN wrapper

It is this exact problem a firm called Private Markets Alpha (PM Alpha) is looking to solve. Its surprising solution: the exchange-traded note (ETN) wrapper.

Apollo Selects Austin for Strategic Hub for Talent, Innovation and Long-Term Growth

The new strategic growth hub will incubate emerging and new businesses across our asset management and retirement solutions platform, focused on the flywheel of product, distribution, infrastructure, and market-making.

UBS Hit With Record $125 Million Penalty Over Repeat Anti-Money Laundering Failures

The penalties follow UBS’s alleged failure between January 2019 and June 2023 to supervise more than 60,000 foreign currency wires totaling more than $10 billion.

RISR And Osaic See Business Owners Becoming Wealth Management's Next Growth Engine

The move reflects a broader industry shift: advisory firms are competing less on portfolio construction alone and more on their ability to solve complex financial problems that intersect with taxes, succession, liquidity and estate planning.

Wealth and Asset Management