12/19/2023
LPL Financial Welcomes Best Wealth Management
The team reported having served approximately $130 million in advisory, brokerage and retirement plan assets*, and joins LPL from Ameriprise.
People Moves
12/19/2023
Goldman Sachs names Rivera as co-head of Latin America-memo
Rivera will run the bank's Latin America business alongside John Greenwood
12/18/2023
Kingswood U.S. Welcomes New Senior Research Analyst Karen Sterling Amid Rapid Expansion
New York-Based Biochemist and Molecular Biophysicist Joins Team as Senior Advisor Supporting Expansion into Healthcare, Biotechnology Sectors
12/18/2023
Frederick O. Terrell to join the Corporate & Investment Bank as Vice Chairman of Investment Banking
He will serve as a member of CIB’s senior leadership team delivering strategic
12/15/2023
Former First Republic Wealth Boss Exits JPMorgan With Plans for RIA
The timing of the exit likely coincides with the expiration of a retention agreement Thornton signed shortly after the deal, they added.
12/15/2023
Cetera Welcomes $148 Million AUA Advisor to Cetera Advisors via Wilde Wealth Management Group
Bair's affiliation marks the latest addition to a growing list of successful affiliations for Wilde Wealth Management Group in 2023.
12/14/2023
Guggenheim Securities Hires Brent Surber to Strengthen its Capital Markets Capabilities
We are excited to welcome Brent to Guggenheim Securities
12/14/2023
Michael Lynch, Veteran JPMorgan and Goldman Sachs Banker, Joins Foros as a Managing Director
Michael has built and run businesses for JPMorgan Chase & Co. and Goldman, Sachs & Co.
12/14/2023
Citi’s Mark Mills to Depart After 23 Years in Latest Wealth Exit
Mills was replaced by Jonathan Leach, previously deputy head of Citigroup’s investment management division after earlier serving as head of investments for North America.
12/14/2023
BofA's former head of wealth, private bank Keith Banks to retire
Banks currently serves as vice chair and chief investment officer for the lender's pension and benefits plan investments.
12/14/2023
Mesirow Broadens Wealth Management Capabilities with Appointment of Estate Planning Specialist Rebecca Solomon
She will serve as a centralized, specialized estate planning resource for Mesirow's Wealth Advisor teams
12/14/2023
First Fidelity Bank Elects Three New Board Members
Steve Hayes currently serves as Senior Vice President and Branch Manager in Presho.
12/14/2023
Avantax Welcomes Stephen Whyte and his Four-Generation Tax and Wealth Management Firm
Over the years, I’ve learned how broker-dealers work
12/13/2023
Northern Trust Appoints Wing Wilson Chief Fiduciary Officer, East Region
Wilson has more than 15 years of experience in fiduciary services
12/13/2023
AllianceBernstein creates new global head of investments role
Equities head to take on remit covering equity, fixed income, multi asset and hedge fund solutions, investment solutions and sciences, plus the firm’s responsibility team.
12/13/2023
Kingswood U.S. Adds More Than $730 Million with Recruitment of 16 Financial Advisors
Headquartered in New York and Miami, Kingswood U.S. supports more than 200 financial advisors under the Kingswood Wealth Advisors (KWA) brand.
12/12/2023
BofA appoints 334 new managing directors, down 8% from last year
The new promotions included 75 investment bankers and 64 employees from the trading division.
12/12/2023
Two Long-standing Credit Suisse Executives Join U.S. Asset Manager
Both will be working from Zurich, according to an announcement on Monday.
12/12/2023
Four Financial Advisors join UBS in Atlanta, Georgia
They join the UBS Southeast Wealth Management Market, led by Market Executive Lane Strumlauf, and will be located in the Atlanta, Georgia office
12/12/2023
Atria Wealth Solutions Welcomes $350 Million Team from Osaic
OPOC.US Joins Atria's Cadaret Grant for Award-Winning Technology and Advisor-Centric Culture