09/04/2020
The Financial Industry Regulatory Authority in July opened its own investigation of Merrill’s discharge notice, according to a separate disclosure on Berry’s BrokerCheck record.
09/04/2020
His exit is another high profile departure from HSBC’s Private Banking unit covering the region this year.
09/04/2020
Offshore tax evasion is a top priority for IRS - Criminal Investigation and, as was shown today, we are wholeheartedly committed to bringing these offenders to justice.”
09/04/2020
The advisors reported having served approximately $200 million in brokerage and advisory assets. They join from Cadaret, Grant & Co.
09/04/2020
Mr. DeSimone was managing director at Bain Capital Credit until June 2019.
09/04/2020
Asset-management giant names three people to key positions in Americas business
09/03/2020
Haendel will manage the Bank's fixed income division, including oversight of the Core Fixed Income, Short-Term Fixed Income and Tax-Free Fixed Income strategies, as well as Institutional Liquidity Management for HighMark.
09/03/2020
In his new role, Mark will continue to bolster our wealth offering and evolve the customer experience to expand our market share and further differentiate us from competitors.”
09/03/2020
From Optimize Wealth’s newest office in Woodstock, Joe will help clients to achieve long term success and prosperity by providing them with a comprehensive approach helped by a competent team of licensed portfolio managers.
09/03/2020
All three were valuable contributors while Associates at TA, demonstrating their ability to add value to TA’s growth private equity investment process, particularly in sourcing and analysing new investment and portfolio company acquisition opportuni
09/02/2020
"I am delighted to join SS&C," said Frank Egan.
09/02/2020
Frank joins SS&C from Lake Bridge Capital Ventures, where he was Managing Partner.
09/02/2020
Woody is among the most seasoned and respected M&A professionals on Wall Street and a recognized expert in managing large, complicated, and transformative transactions
09/01/2020
With nearly two decades of wealth management and corporate finance experience, Jennifer is highly skilled in tailoring investment approaches to clients' needs, priorities, and preferences.
09/01/2020
Pershing tapped him as a consultant to develop a strategy for RIA custody and liked him so much it hired him to run the business.
09/01/2020
U.S. Wealth Management to hire hundreds of advisors in several locations across the country for remote advice unit in the next two years
09/01/2020
He has joined Citi as a portfolio manager this month, a spokesman for Citi confirmed.
09/01/2020
Cannell came to Northern Trust from SS&C where she worked in business development and key account management.
09/01/2020
Previously he served as a vice president in the Private Wealth Management division at Morgan Stanley, a senior securities analyst at SG Securities in Paris, France
09/01/2020
Turner, who spent five years at Tanner, had been its CEO since 2017. According to the firm’s filing, he has changed his residency from Santiago to Chile’s southern Los Lagos region.