06/05/2019
“Advisors across the country are responding to our boutique wealth management model where they can enjoy a small firm culture and a unique product mix with the valuable resources a large firm can provide,” Craig Pirtle, managing director of B.
06/05/2019
Reporting to Dik van Lomwel
06/05/2019
Raymond James’ newest hires are industry veterans. Advisor Bill Miller has 25 years of industry experience, including stints at UBS and Prudential, according to FINRA BrokerCheck records.
06/05/2019
It is not clear if the hiring push will focus solely on clients in the US or Latin America or have a more global reach.
06/04/2019
In addition, a veteran financial advisor has left UBS for Raymond James, according to Raymond James.
06/04/2019
Broadridge recruits BNY Mellon’s former asset servicing chief
“Samir will help us continue to expand our international reach in support of our goal to provide industry solutions for critical but non-differentiating solutions to financial services companies around the world.”
06/04/2019
Martin Perdoux joined Savant as a financial advisor in its Wilmette office.
06/04/2019
We’re honored to join Janney’s Capital Markets Group
06/04/2019
Raymond James has appointed Andrew Gitkin as managing director and co-head of the firm’s healthcare investment banking practice. Previously, he worked at Piper Jaffray where he led the West Coast biotech investment banking practice.
06/04/2019
Blucora names industry veteran as President of Wealth Management
Financial Industry Veteran Will Head Blucora’s Leading Tax-Smart Wealth Management Business with $66 Billion in Assets
06/04/2019
Mr. Pereira joins Lazard from Goldman Sachs
06/04/2019
At Facet, Marino will employ his keen understanding of the challenges and opportunities in the RIA space to forge enduring and value-aligned partnerships with advisors seeking an effective, responsible referral destination and opportunities to grow throug
06/04/2019
Mr. Baker will continue to advise issuer clients on creative capital solutions best matched for the current state of the capital markets and captain selling efforts for bookrun transactions.
06/03/2019
Gregory earned a B.A. in Economics from North Carolina State University and an MBA from Duke Universitys Fuqua School of Business.
05/31/2019
Meanwhile, LPL Financial picks up a veteran advisor in Orlando with $275 million, and Bernstein Private Wealth recruits a new advisor in Nashville.
05/31/2019
Reese, who was a “resident director” at his former Sugar Land branch, according to his Merrill website, will be branch manager for the new Stifel office.
05/30/2019
Ms. French received a B.S. in business management from the University of Delaware
05/30/2019
For over two years, Ellison has served on the OurCrowd Advisory Board.
05/30/2019
Benjamin, who will head the Chicago office, only joined White & Case in October, 2018, as part of a six-partner move from Pircher, Nichols & Meeks, while Kai was made up to partner at Kirkland just eight months ago.
05/30/2019
Expanded Role for Erminia (Ernie) Johannson as Group Head, North American Personal Banking & U.S. Business Banking and Appointment of Mona Malone as Chief Human Resources Officer