07/19/2017
UBS recruited two RBC advisers who managed $290 million in client assets, according to the firm. Advisers Deborah Johnston and Erica Frantz joined the wirehouse in Minneapolis, where they report to Christopher Watkins, Minnesota market head and branch ma
07/19/2017
Prior to this role, she held senior investment management roles at Oppenheimer Capital, Federated Investors and Clay Finlay Inc.
07/18/2017
Bank appoints industry veteran, who also ran the business at Merrill Lynch, to newly-created role
07/18/2017
Riad returned to South Africa as a consultant to Acsis
07/17/2017
Gerald L. Hassell will continue to serve as Chairman of the Board through December 31, 2017, working closely with Mr. Scharf to ensure a seamless transition of responsibilities.
07/17/2017
KKR has never before named a president or someone with an equivalent title, a job that could serve as a stepping stone to eventually leading the entire firm.
07/17/2017
She served as managing director and business development officer for seven years.
07/17/2017
We will benefit from his focused efforts around growing our client relationships.
07/17/2017
He has advised companies in connection with international regulatory issues, including the conversion of alternative funds to AIFs, the structuring of multi-manager and multi-strategy products, cross-border regulatory compliance and tax planning.
07/17/2017
“Phil has built an impressive practice advising private equity sponsors on a diverse array of finance transactions,” said Dominick DeChiara, chair of Winston’s Corporate Department.
07/14/2017
Listed by Planet Compliance as one of the most influential RegTech firms and is the only platform that can access all data providers via API and aggregate them into a single view for compliance professionals.
07/14/2017
She began her banking career at SunTrust as a Personal Banker and Financial Services Representative.
07/14/2017
She will be a significant contributor to the continued expansion of our institutional presence.
07/14/2017
Her customized approach to wealth management integrates sophisticated financial analysis with diversified investment recommendations.
07/14/2017
His work at Holland & Knight will continue to focus on assisting ultra-high net worth clients with tax planning, including pre-immigration tax planning.
07/14/2017
Who were heads of Canadian and U.S. M&A.
07/14/2017
Merrill Lynch has lost several large brokers in recent weeks.
07/13/2017
Her leadership and depth of experience will enable us to deliver even more value to clients and the community in the greater Seattle area.
07/13/2017
The new hires had spent their entire careers at Merrill before switching firms.
07/13/2017
“As our institutional client base grows across all regions, we continue to bring in talented professionals with the skills and experience our clients seek and the specific expertise to position our innovative technology in very competitive markets,&