10/26/2015
UBS hires 4 advisers from Merrill Lynch, Wells Fargo
Wealth Management Americas said it had hired four financial advisers with about $765 million in assets under management from BofA Merrill Lynch and Wells Fargo & Co.
People Moves
10/26/2015
New Sparta Asset Management expands global distribution
New Sparta, based in London, focused initially on renewable and conventional energy projects in Africa, but its strategy is not limited by sector or region.
10/25/2015
Charles J. Cooper named as Managing Director for Silverhawk Family Office, LLC in Scottsdale, Arizona
Charles will continue to focus on expanding the Family Office
10/25/2015
US Bancorp's wealth unit names Campbell Reynolds as private banker
The Private Client Reserve of U.S. Bank provides wealth management services to individuals and families with a net worth of $3 million or more
10/25/2015
UBS U.S. head of leveraged finance leaves bank - sources
Boland already moved to New York earlier this year, the people said.
10/22/2015
US Bank names Anthony Gillaizeau wealth management consultant
The Private Client Reserve of U.S. Bank provides wealth management services to individuals and families
10/22/2015
U.S. Bank Names Randi Bellner as Market Leader of The Private Client Reserve in Cincinnati
The company's wealth management team, including The Private Client Reserve, manages $8.9 billion of assets within the Cincinnati market.
10/22/2015
Michael R. Thompson Named Director of Business Development at Turner Investments
His appointment reflects the firm’s commitment to grow its business and offer its investment strategies to a global audience.
10/21/2015
Dynasty Taps New Execs for Further Growth Spurt
Dynasty recently opened offices in Chicago and San Francisco
10/21/2015
UBS U.S. hires new advisers in Pennsylvania
Morgan Stanley's Penn management group comprising of Drew Barlow, Brian McKeon and Kirk Hasen joined on Sept. 30.
10/21/2015
Sidley Austin appoints Levin as partner for PE practice
Mr. Levin is listed by IFLR1000 as a leading M&A lawyer.
10/21/2015
Cowen Expands Insitutional Equity Sales and Trading Team
Their addition reflects Cowen’s continued commitment to providing clients with a world-class equity sales and trading platform.
10/20/2015
Wilmington Trust Continues to Grow Boston Wealth Office with Two Senior Hires
Their experience and commitment to their profession speaks volumes.
10/19/2015
Senior Execs Hired at Dynasty Financial
Adding a physical presence in new markets is incredibly important to maintain the level of service necessary to support our network firms on a more localized basis and we will continue to make strategic investments in our people, platforms and capabilitie
10/19/2015
Chris Nard Joins Citizens Bank as President of Mortgage
30-year mortgage industry veteran to oversee the next phase of growth for Citizens’ mortgage business
10/19/2015
JP Morgan's Francis Troise to join ITG as CEO
Troise is expected to take over his new role in January.
10/19/2015
Dollar Bank Will Promote Retail Banking Head to CEO
McQuade has worked at Dollar for 20 years, currently as executive vice president of retail banking.
10/18/2015
UBS Hires $3.6M Producer From Merrill
Wilkins oversaw $425 million in client assets while at Merrill
10/16/2015
$2.2M Team Jumps to RBC
RBC Wealth Management recruited a team that produced $2.2 million in annual production while at Barclays.
10/16/2015
Morgan Stanley's Americas M&A co-head to leave for BDT Capital -sources
Head is leaving one of Wall Street's biggest investment banks for a much smaller firm.