04/14/2015
BMO Capital Markets Mining Analysts Leave Bank
Haughton and Robson covered precious metals and base metals
People Moves
04/13/2015
Cantor Fitzgerald expands Asset Management business
He will focus on assisting asset owners with monitoring, measuring and managing risk holistically across mandates, geographies and asset classes.
04/13/2015
Odgers Berndtson Names new Partner in New York Financial Services Practice
She currently serves as a Trustee and Executive Board member of the Boys and Girls Club of Greenwich.
04/13/2015
Cowen Group boosts Board of Directors
He was named an "Emerging Markets Superstar" by Global Finance Magazine
04/13/2015
Private Client Reserve appoints MD from BMO
He will be based in Milwaukee, Wisconsin
04/12/2015
Stephens Hires Five Senior Investment Banking Professionals From Sterne Agee
This announcement follows the news that Stifel has entered into an agreement to acquire Sterne Agee's Wealth Management and Fixed Income Groups
04/12/2015
RBC Hires Discharged $1.2B Merrill Advisor
After nearly 33 years with the firm, Buck was discharged from his position
04/12/2015
First Niagara Names Director Of Private Banking
Keller will work with high-net-worth individuals
04/12/2015
Fired Merrill Veteran, Daughters Hired by RBC
A former top-producing Merrill Lynch adviser who was fired last month has joined RBC Wealth Management along with two daughters.
04/10/2015
Eaton Partners Expands Partnership As Firm Continues Global Growth
Appointments include three new Partners and five Managing Directors
04/10/2015
RCM Alternatives Promotes Paul Rieger to Managing Director and Partner
Industry veteran will focus on promoting the benefits of managed futures with investors and wealth advisors
04/10/2015
Raymond James gets 2 brokers from Morgan Stanley
Raymond James & Associates has gained two brokers from the industry's biggest player, Morgan Stanley
04/10/2015
MUFG Union Bank Hires Former UBS Exec as Chief
MUFG Union Bank is a full-service bank that provides a wide spectrum of corporate, commercial, retail banking and wealth management solutions
04/10/2015
Jaimi Goodfriend Joins Point72 as First Director of Point72 Academy
Ms. Goodfriend will become the Academy’s first director
04/10/2015
Perella Weinberg Poaches Top Telecom Banker From Lazard
It’s the highest profile recruitment since the firm took on Robert K. Steel, a former Goldman Sachs banker
04/09/2015
Leading boutique investment bank Announces boosts team
He brings additional banking, advisory and capital markets capabilities to the firm
04/09/2015
Berkshire Bank Names SVP Commercial Regional Leader
The Hartford-Springfield corridor is seeing significant development including infrastructure and new businesses
04/09/2015
U.S. SEC Top Equity Market Structure Expert to Depart This Month
He first distinguished himself for his work in analyzing the causes of the "flash crash" on May 6, 2010
04/09/2015
Opes Advisors appoints Pacific Northwest Director of Marketing
Thanks to her well-established relationships with leaders in the local industry and community, we're confident that Sara will help us broaden our presence in the region.
04/09/2015
Baird hires from Charles Schwab
Baird, an employee-owned financial services company, hired Michael McHugh from Charles Schwab Corp to be a financial adviser in its Denver wealth management office