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People Moves

02/23/2016

B. Riley Hires Mandarino to Form Corporate Restructuring Practice

Mandarino brings over 28 years of corporate restructuring experience to B. Riley & Co, and will be based in the New York City office.

02/22/2016

BofA's Thompson to Remain at Bank, Serving as Vice Chairman

Before stepping down as CFO, Thompson was considered a potential successor to Chief Executive Officer Brian Moynihan.

02/22/2016

UBS hires ECM, private equity bankers

O'Donovan joins from KKR Capital Markets, where he worked across verticals, including private equity, infrastructure and energy.

02/22/2016

SEC Asset Management Chief to Join Debevoise

Riewe will join Debevoise in March as a partner in the firm’s white collar and regulatory defense group.

02/22/2016

Former Co-Chief of the Asset Management Unit of the SEC’s Division of Enforcement to Join Debevoise

Further, she regularly represented the SEC at meetings with other federal, state, and foreign civil and criminal authorities.

02/22/2016

Diversified Trust Makes Nine Executive Promotions

The Appointment of Jo Len Clark and Lisa O'Connell to Principal Highlight Leadership Promotions Across Comprehensive Wealth Management Firm's Southeast-Based Footprint

02/19/2016

U.S. Bank Promotes Paul Springmeyer At Private Client Reserve

Prior to joining the Private Client Reserve, he was a portfolio strategist for U.S. Bancorp’s Asset Management Group

02/19/2016

Brief: Victory Park Capital Names Former Goldman Sachs Managing Director New Chief Investment Officer

Upacala will reportedly bring more than 20 years of financial industry experience and over 15 years of investing experience to VPC.

02/18/2016

Family Office Servive head named by Abbot Downing

Freeman, a 25-year veteran in the wealth management industry, served most recently as Abbot Downing's MidAtlantic regional managing director.

02/18/2016

Stephen Hibbard, veteran financial institutions litigator, joins Jones Day as partner in San Francisco

He has represented U.S. and foreign clients in federal and state trials and appeals, as well as in SEC and other regulatory proceedings.

02/18/2016

UBS Said to Hire Credit Suisse's Bassan in Brazil Revamp

UBS is also hiring executives in Chile and Colombia to expand there as competitors retreat

02/17/2016

Deutsche Exec Quits Ahead of Raymond James Deal

He initially served as co-head with Haig Ariyan.

02/17/2016

Raymond James Welcomes Jim Tower to Canadian Investment Banking Team

Raymond James Ltd., the Canadian arm of North American investment dealer Raymond James Financial, Inc., today announced that Jim Tower has joined its Investment Banking team as Managing Director and Head of the firm's new Power and Infrastructure Inv

02/17/2016

Private Wealth Attorney Stephanie Denby Joins Barnes & Thornburg’s Growing Chicago Office

With more than 25 years of experience, Denby represents high-net worth individuals, family offices and corporate fiduciaries.

02/17/2016

Northern Trust Asset Management Adds Industry Veteran to Institutional Team

John Abunassar has joined Northern Trust Asset Management as Head of Sales and Distribution in North America for the Institutional Group

02/16/2016

Top Maui Real Estate Broker Mary Anne Fitch Joins Hawaii Life, and Announces New Strategic Alliance With Christie's International Real Estate

Mary Anne Fitch, former Owner and Principal Broker of Maui Estates International will be joining Hawaii Life along with her team.

02/13/2016

Doug Siegel Appointed Managing Director, Chief Compliance Officer Of The Oppenheimer Companies

Siegel's extensive compliance and wealth management experience spans nearly three decades with key roles at firms including Smith Barney and UBS and their respective predecessor firms.

02/12/2016

Morgan Stanley realigns wealth management amid new leadership: memo

Ben Huneke takes on a new role as head of investment solutions.

02/12/2016

Cambridge Trust Names Chamberlin to Head Innovation Banking Group

Chamberlin has 20 years’ experience working with emerging growth companies in New England and Silicon Valley.

02/12/2016

Golden State Wealth Management Welcomes Wealth Manager Isaac Kim, Leaving Morgan Stanley Smith Barney

Isaac Kim is located in Torrance, California and looks forward to further expanding his business with Golden State Wealth Management.

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