04/08/2013
Mirae Asset Global Investments boosts U.S. team
The three new hires represent the first strategic action of Mirae Asset USA's newly established management team announced in March.
People Moves
04/08/2013
Method taps veteran financial services expert to lead Registered Investment Advisor Services
He will lead Method’s efforts to cultivate and optimize advisor relationships for Method’s Wealth Management.
04/08/2013
Ultimus Fund Solutions Announces New Director of Client Strategies
He is a veteran of the mutual fund industry and for the past 12 years has held various positions of increasing responsibility at Huntington Bank.
04/08/2013
RBC Lures Wall Street Debt Traders With Volumes in U.S. Doubling
RBC’s expansion contrasts with the thousands of jobs being cut from the world’s biggest banks.
04/08/2013
UBS Australia Head of Hedge Fund Sales Moves to New York
“Tom and Fred will become global Client Captains for these funds and provide a single, global point of advisory contact for them in place of the existing multi-region coverage model,” UBS’s global head of equity distribution Dominic Vail
04/08/2013
Focus Financial Expands Business Team With Brokerage Vets
Industry Veterans From Luminous Capital and Morgan Stanley Smith Barney Bolster Focus’ Breakaway Expertise
04/08/2013
ING Appoints New President & CEO of ING Financial Holdings Corporation
Previously served as Global Head of Real Estate Finance, ING Commercial Banking, based in The Hague, The Netherlands.
04/07/2013
UBS Wealth lands Morgan Stanley advisers in Arizona
The advisers joined UBS's office in Phoenix.
04/07/2013
Former Lazard Managing Director Joins Tiedemann Wealth Management
“His 29 years of private wealth management experience and expertise offer a unique perspective that will further enhance our industry-leading client services and national presence.”
04/07/2013
Janney Montgomery Scott Hires Industry Veteran
He “is a well-respected advisor in the New England area and a significant and valuable addition to the Janney team.”
04/07/2013
Bank Solutions Group Adds New Wealth Management Partner, JP Nicols
I am excited to join BSG,” said Nicols
04/07/2013
Altius appoints two senior associates to Global investment team
Altius Associates has appointed two Senior Associates to its global investment team
04/04/2013
Millennium Adds Barclays Prime Brokerage Head As COO
Millennium Management has named Barclays' prime brokerage chief to a top role at the hedge fund
04/04/2013
UBS’s Ersoff, Herman Said to Leave CMBS Co-Head Roles After Week
They were named co-heads of real-estate finance and mortgage-backed securities after Kenneth Cohen exited to become the global head of commercial real estate at Bank of America in New York, UBS confirmed on March 28.
04/04/2013
AMP Capital boosts Chicago credit research team
The Chicago-based investment team oversees A$3 billion on behalf of clients in global real estate investment trusts (REITs) and global fixed income portfolios.
04/04/2013
Guggenheim Hires Barclays Investment Banker
Additional Barclays bankers also may join Guggenheim, said the people, who asked not to be identified because the talks are private.
04/04/2013
Janney lands veteran Morgan Stanley wealth adviser
A lot of financial advisers from the big firms are looking for a more intimate environment
04/04/2013
Customers Bank Recruits Private and Commercial Banking Team To Service New York Metro Region
George Maroulis was named Executive Vice President and Managing Director
04/03/2013
Morgan Stanley advisers go independent with Prospera
Advisers moved to Prospera last week from Morgan Stanley Wealth Management
04/02/2013
Vulcan Capital Appoints Managing Director For New Palo Alto Office
Joins firm's leadership team, he will focus on internet and technology investments