06/11/2013
Avondale Partners Expands into New York
an independent investment banking and wealth management firm announced it is expanding to New York City.
People Moves
06/11/2013
Axis Hires Morgan Stanley’s Bautista in Capital Markets
Axis Capital Holdings Ltd. (AXS) hired Edgar Bautista and Sandeep Ramachandran, formerly of Morgan Stanley (MS)’s commodities unit, as the reinsurer expands in capital markets tied to weather.
06/11/2013
Foster Dykema Cabot Hires Chief Investment Officer
He has twenty-five years of experience in the investment management industry serving the needs of high net worth and ultra high net worth individuals and families, and their endowments and foundations.
06/11/2013
JPMorgan Chase grows Houston wealth management, private banking
JPMorgan Chase Bank is expanding its presence in the Houston private banking and financial advice market.
06/10/2013
Morgan Stanley Said to Name Bonetti for Leveraged Finance Post
Morgan Stanley, owner of the world’s largest brokerage, promoted Jim Bonetti to head its U.S.
06/10/2013
BNY Mellon boosts UHNW team in CA
Prior to that she served as vice-president, financial counseling, at Ayco Co, a Goldman Sachs company.
06/10/2013
Canaccord Hires Ex-UBS Banker Hedley for U.S. Technology Group
He hired as a managing director as it expands its technology investment-banking group in San Francisco.
06/09/2013
Northern Trust losing key personnel in rival's hiring spree
An aggressive national hiring campaign by the wealth management unit of Bank of New York Mellon Corp. is taking an early toll on Chicago-based rival Northern Trust Corp.
06/09/2013
JPMorgan Chase lays off 435 workers in Tampa
In a bitter dose of economic irony, an improving housing market is triggering 435 job cuts at JPMorgan Chase's Tampa offices.
06/09/2013
LPL hires chief risk officer from Morgan Stanley's wealth unit
LPL Financial Holdings Inc has hired the global chief risk officer from Morgan Stanley's wealth division at a time when it comes under increased scrutiny over its ability to supervise more than 13,000 independent stockbrokers.
06/09/2013
State Street to appoints Chief Financial Officer
State Street has appointed a new Chief Financial Officer
06/09/2013
LPL hires chief risk officer from Morgan Stanley's wealth unit
"She has a very excellent background in legal and compliance, regulatory and risk controls."
06/09/2013
Asia’s global investment bank makes six senior hires in US division
Nomura has strengthened its Investment Banking franchise with the announcement of six senior hires, the creation of a new industry coverage group and the expansion of its coverage and product capabilities in the Americas.
06/06/2013
BNP Paribas announces strategic appointments
BNP Paribas Corporate and Investment Banking have announced a number of strategic appointments to its ‘Derivatives Client Clearing’ business.
06/06/2013
Mandy Chardoul Joins Legacy Trust as Director of Family Office Services
Mandy Hales Chardoul has joined Legacy Trust as director of Family Office Services.
06/06/2013
Investment bank Moelis taps UBS insurance banker
New York-based investment bank Moelis & Company has hired a former insurance banker from UBS AG .
06/06/2013
New CEO at ABN AMRO Clearing announced
ABN AMRO Clearing announced the appointment of John M. Ruth as chief executive officer of its Chicago office with immediate effect.
06/05/2013
Instinet Strengthens Asia-Pacific Regional Sales Trading Team
Nomura Hires Simeon Siegel as U.S. Specialty Retail Equity Analyst
06/05/2013
UBS Hires Hilliard Lyons Advisor
Stephen Fish joined UBS in Cincinnati, Ohio, on May 30, after generating $3.4 million in fees and commissions last year at Hilliard Lyons.
06/05/2013
Stifel hires Florida adviser duo from UBS Wealth
Advisers Michael Wallace and Todd Belfiore, based in Tampa, moved to Stifel after more than a decade at UBS