09/04/2012
Bank of Tokyo–Mitsubishi appoints Transactional Trade Finance MD
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) is Japan’s premier bank, with a global network spanning more than 40 countries.
People Moves
09/04/2012
HighTower lands two Merrill Lynch teams in Las Vegas
The two teams, which moved on Friday, managed nearly $800 million in client assets at Merrill Lynch, the brokerage owned by Bank of America.
09/04/2012
Merrill Lynch teams go independent, join Dynasty
The two teams, which moved on Friday, opened True Private Wealth Advisors LLC, an independent advisory firm based in Salem, Oregon.
09/04/2012
TDAI Names Managing Director of Product Management
"We went through a reorganization not too long ago where we separated project management from analytics, and we identified these three areas as critical to advisor success," said Tom Nally, president, TD Ameritrade Institutional.
09/04/2012
Neuberger Berman Names New Wealth Management VP
In this newly created position, Proctor will report to Seth Finkel, managing director of Neuberger Berman Wealth Management.
09/04/2012
Greenhill Expands Capital Advisory Team with Three Recruits
Greenhill & Co., has announced today that it has expanded its Private Capital Advisory team with three experienced recruits.
09/04/2012
Goldman Sachs Energy Banker Batchelder Joins RBC in New York
He worked at New York-based Goldman Sachs since at least 2002, according to the Finra website.
09/02/2012
Benjamin Edwards lands 4 advisers from Wells Fargo
The new hires joined Benjamin Edwards from Wells Fargo Advisors, the brokerage unit of the San Francisco-based bank.
09/02/2012
David Stratton takes helm at JPMorgan Chase
With offices in more than 60 countries and assets of $2.3 trillion, the global financial services company serves millions of consumers and has established itself as a financial force.
09/02/2012
Former Thompson Reuters CHRO to join Bain Capital
Formerly chief HR officer at news and financial information conglomerate Thomson Reuters, Dando will join Bain Capital in January 2013 and will be based in both Boston and London.
08/30/2012
Ex-Fifth Third Bank Chief Joins Grant Thornton
He initiated and successfully finalized the merger of First Charter Corporation, where he had been president and CEO, with Fifth Third Bank, a $120B Midwestern regional bank holding company.
08/30/2012
Cambridge Associates taps director of strategy for research navigator
Research Navigator's hedge fund module tracks over 2,500 investment products, and the private investment module tracks more than 10,000 funds. The service includes manager due diligence reports, comments, performance information and analytics.
08/30/2012
JPMorgan Chase Names new chief marketing officer
She comes to JPMorgan Chase from Bank of America
08/30/2012
Hickory Point Bank appoints new Director of Marketing
A central Illinois native, Abbott has over 30 years’ experience in community bank sales and marketing.
08/30/2012
Swiss Private Bank hires new Canada metals and mining head
He will join the bank in October as a director and head of the Canadian metals and mining group, the memo said.
08/30/2012
Lyxor Appoints Head of US Business Development
He was most recently Head of US Pensions and Consultants.
08/29/2012
Gleacher & Co Appoints Head of Investment Banking and Capital Markets
Gleacher & Company Securities has announced that Randolph H. Barker has joined the firm as an Executive Managing Director and Head of Investment Banking and Capital Markets.
08/28/2012
Calamos Asset Management appoints two independent directors
"We are quite pleased to have Kim and Bill join our Board. They each contribute decades of asset management industry expertise, will enrich the dialogue among Board members and add value for the shareholders of Calamos Asset Management," stated
08/28/2012
Fidelity promotion cements family control
Previously, the 50-year-old Ms Johnson had been head of Fidelity’s distribution business, which includes brokerage and retirement.
08/28/2012
Barclays boosts US Financial Institutions team
He joins Barclays from National Australia Bank, where he was a Director in the Financial Institutions team managing relationships with major Canadian banks and regional and national US banks.