09/05/2012
Reflecting an ongoing industry trend, Ziegler, a specialty investment bank and full service brokerage firm, has hired a second producing branch manager away from one of the large wirehouse firms. Thomas Kirby joins Ziegler as senior vice president and bra
09/05/2012
Murray Huneke Joins Stifel Nicolaus Weisel as Co-Head of Consumer and Retail Investment Banking
09/05/2012
Ameriprise Financial Inc has expanded its adviser force in Connecticut after landing two veteran brokers from Morgan Stanley Smith Barney.
09/05/2012
The firm also recently added a veteran team of advisers from Wells Fargo Advisors in Newport Beach, California.
09/05/2012
He previously served as co-head of Goldman Sachs’s special situations group, will focus on business development and operations at Strategic Value Partners.
09/05/2012
He joined RBS in 2010 from Lily Pond Capital Management LLC in New York where he was chief strategist.
09/04/2012
Dynasty Financial Partners announced Monday it has added two advisory teams from Merrill Lynch Private Client Group in Oregon.
09/04/2012
The Bank of Tokyo-Mitsubishi UFJ, Ltd. (BTMU) is Japan’s premier bank, with a global network spanning more than 40 countries.
09/04/2012
The two teams, which moved on Friday, managed nearly $800 million in client assets at Merrill Lynch, the brokerage owned by Bank of America.
09/04/2012
The two teams, which moved on Friday, opened True Private Wealth Advisors LLC, an independent advisory firm based in Salem, Oregon.
09/04/2012
"We went through a reorganization not too long ago where we separated project management from analytics, and we identified these three areas as critical to advisor success," said Tom Nally, president, TD Ameritrade Institutional.
09/04/2012
In this newly created position, Proctor will report to Seth Finkel, managing director of Neuberger Berman Wealth Management.
09/04/2012
Greenhill Expands Capital Advisory Team with Three Recruits
Greenhill & Co., has announced today that it has expanded its Private Capital Advisory team with three experienced recruits.
09/04/2012
He worked at New York-based Goldman Sachs since at least 2002, according to the Finra website.
09/02/2012
The new hires joined Benjamin Edwards from Wells Fargo Advisors, the brokerage unit of the San Francisco-based bank.
09/02/2012
With offices in more than 60 countries and assets of $2.3 trillion, the global financial services company serves millions of consumers and has established itself as a financial force.
09/02/2012
Former Thompson Reuters CHRO to join Bain Capital
Formerly chief HR officer at news and financial information conglomerate Thomson Reuters, Dando will join Bain Capital in January 2013 and will be based in both Boston and London.
08/30/2012
He initiated and successfully finalized the merger of First Charter Corporation, where he had been president and CEO, with Fifth Third Bank, a $120B Midwestern regional bank holding company.
08/30/2012
Research Navigator's hedge fund module tracks over 2,500 investment products, and the private investment module tracks more than 10,000 funds. The service includes manager due diligence reports, comments, performance information and analytics.
08/30/2012
JPMorgan Chase Names new chief marketing officer
She comes to JPMorgan Chase from Bank of America