06/07/2017
The rule, part of the 2010 Dodd-Frank Wall Street reform law, limits the types of trading banks can conduct with their own money, as a way to curb speculation in financial institutions.
06/07/2017
Please note that the repatriation is about previously undeclared assets, since taxpayers are only forced to pay the mentioned flat rate of amounts that have not paid the corresponding Mexican tax income.
06/07/2017
As noted in the decision, by the end of 2013, the offering was fully subscribed with all partnership units sold to 200 different investors contributing $500,000 each, totaling $100 million.
06/06/2017
In recent years, significant changes in global finance regulations mean that every investor should re-examine their personal need for such offshore structures.
06/06/2017
Deloitte’s focus on the general counsel community is especially interesting.
06/06/2017
Along with system fixes, the update within the registration application includes the removal of the classification of “limited” for financial institutions and branches.
06/06/2017
No plea hearing has been scheduled yet for Pennings, who lives in the United Kingdom. Lawyers for Pennings and Boomgaardt did not respond to requests for comment.
06/06/2017
Shares of Prudential Financial were declining by 2.12% to $103.33 on Tuesday morning.
06/05/2017
The scheme was designed to launder a portion of the fraudulent proceeds from the stock manipulation scheme from the United States through offshore accounts
06/02/2017
We share the view that the global code plays an important role in assisting that process and in helping improve market functioning.
06/02/2017
The move comes ahead of the partial implementation of the DOL’s rule
06/01/2017
Bank protests against settlement that venture capital firms reached with shareholders
06/01/2017
The practice of impact investing, which involves private equity and other investors making investments aimed at helping to advance society at large.
05/31/2017
The notice requires broker-dealers to keep records of any text message correspondence, take responsibility for any links or shares to third-party content providers, just as if the firm had created the content itself (but only if the firm had some form of
05/31/2017
The actions were taken by the Board to address unsafe and unsound practices at the firm's domestic banking operations
05/31/2017
"Building our finance capabilities at the highest levels in order to align with our clients' businesses is a priority of the firms, so Liz and Del are ideal additions," said Ed Estrada, chair of Reed Smith's Financial Industry Group.
05/31/2017
Cory Redding defrauded by his financial advisor, adults lose confidence in financial well-being as they age and millennials want more than robos.
05/30/2017
The Canada Revenue Agency says it has “upped its game” and launched dozens of criminal investigations into offshore tax schemes
05/30/2017
FINRA also emphasized that the remaining conditions of FINRA Rule 5131.02(b) must still be satisfied.
05/29/2017
Otherwise the pension (plan) will have to aggregate positions across all managers in determining whether it has exceeded position limits.