05/06/2015
Global law firm Nabs Kirkland Partners For NY And DC
Has recruited two Kirkland & Ellis LLP real estate partners experienced in real estate private equity
05/06/2015
Has recruited two Kirkland & Ellis LLP real estate partners experienced in real estate private equity
05/05/2015
The U.S. Supreme Court on Monday allowed Barclays Plc to claim about US$4 billion of disputed assets
05/05/2015
Broadening its real estate expertise, King & Spalding has recruited Jennifer Morgan to its New York office and Chris Hoffman to its Washington, D.C. office as partners in its real estate practice
05/05/2015
Regulators have already fined six major banks including UBS a total of US$4.3 billion
05/05/2015
The government and HSBC seek 30 days to comply, saying they may need to request that the report be filed under seal, or with redactions.
05/04/2015
Prosecutors said BNP also evaded sanctions against entities in Iran and Cuba
05/04/2015
The Securities and Exchange Commission, in compliance with the Dodd-Frank Act, proposed new rules Wednesday that are designed to help shareholders evaluate the connection
05/01/2015
Ketchum could face some tough questions from Republicans on a House of Representatives financial services panel over FINRA's plan
04/30/2015
An investment firm that funneled client money into some of the world's hottest hedge funds, including SAC Capital and Paulson & Co, on Wednesday agreed to shut down and pay nearly $700,000 in fees and penalties
04/30/2015
Steven Kantor, Cantor Fitzgerald LP’s former head of investment banking, sued the bond brokerage in a contract dispute
04/30/2015
A federal judge has dismissed lawsuits accusing several major U.S. exchanges of cheating ordinary investors by selling early access to market data to high-frequency traders
04/30/2015
Rules Would Provide Greater Transparency and Better Inform Shareholders
04/30/2015
After establishing a global two-tier panel last year, Barclays has launched a procurement process to formalise its flexible resourcing usage and establish its first contract-lawyer only panel.
04/30/2015
The SEC also accused the firm’s outside auditor, Simon Lesser
04/30/2015
Ken’s knowledge and extensive experience of working within the US markets and beyond will be invaluable as we look to grow our practice across the continent
04/30/2015
In the first case of its kind, the U.S. Securities and Exchange Commission awarded a payment to a whistleblower after he experienced retaliation from his employer after he reported alleged misconduct.
04/29/2015
DB Group Services pleaded guilty to a criminal charge of wire fraud from the U.S. Department of Justice and will pay a $775 million penalty.
04/29/2015
Regulators are looking into whether Merrill Lynch broke rules designed to ensure that customers of the Bank of America-owned brokerage would have access to enough of their money in a crisis
04/29/2015
In 2013, heirs including Kathryn Mennen, a granddaughter of George S. Mennen, sued her uncle, George “Jeff” Mennen, and Wilmington Trust Co.
04/29/2015
The Securities and Exchange Commission is investigating Bank of America to see whether it broke rules by speculating with its customers' funds