10/22/2013
Lehman Brothers ex-vice president in wife-biting assault charges
A wealthy former vice president at Lehman Brothers is set to go on trial for biting
10/22/2013
A wealthy former vice president at Lehman Brothers is set to go on trial for biting
10/22/2013
One of the world’s worst-kept secrets was let out of the bag last week when Linklaters private equity partners Richard Youle and Ian Bagshaw resigned for White & Case.
10/22/2013
The "astounding" costs of hedge fund manager George Sykes' divorce from his wife, Amanda, have pushed the judge overseeing the split to make a major break with precedent.
10/21/2013
Sean is well-known within the technology industry
10/21/2013
Alleged victims include investment funds, among them six established by the U.S. Treasury Department in 2009 as part of its response to the financial crisis.
10/21/2013
The Securities and Exchange Commission asked Nuveen Asset Management to provide information about a private gathering where Puerto Rican government officials discussed their financial plans with investors
10/19/2013
The tentative deal, the largest ever between the US government and a single company, does not release the bank from criminal liability for some of the mortgages
10/16/2013
A group of Singapore investors who lost money on $154.7 million in credit-linked notes were allowed by a U.S. judge to pursue their lawsuit against Morgan Stanley as a group.
10/16/2013
The judgment by U.S. Judge Ronald Guzman in Chicago was the largest in a securities fraud class action that went to a trial
10/14/2013
The case worked its way through the federal court system for eight years—including two trips to the U.S. Supreme Court—before the parties agreed to settle it.
10/13/2013
THE US is set to join Britain’s regulators in investigating possible market manipulation in foreign exchange.
10/11/2013
Deutsche Bank AG Co-Chief Executive Anshu Jain, whose company is the world’s biggest trader of currencies
10/10/2013
Goldman Sachs has a comprehensive approach to addressing conflicts through firm wide and divisional policies and infrastructure
10/10/2013
The firm’s depth of expertise is evidenced with listings spanning the breadth of its international offices.
10/10/2013
The appointment for mutual fund services extends a long-term strategic relationship between Northern Trust and the asset manager's parent company
10/09/2013
Scandal-hit UK bank to face $470m penalty and a handover from Ferc for allegedly manipulating electricity prices in California
10/06/2013
The lender had earlier agreed to pay US$484 million in fines to settle claims lodged by more than a dozen state
10/06/2013
Federal securities regulators had warned of flaws in a U.S.
10/06/2013
UBS, the single largest and most influential brokerage firm in Puerto Rico, has recently begun to see devastating losses in many of its clients' accounts as a result of its proprietary bond funds.
10/03/2013
Jefferies & Co. was ordered to pay expenses including legal fees of Jesse C. Litvak, a former Stamford-based managing director accused of defrauding customers on trades of mortgage-backed securities.