06/28/2022
Integrity Salt does appear on the broker’s approved outside business activity list on BrokerCheck, but the disclosure shows his involvement as beginning in September 2018.
06/27/2022
Help your clients flee the country—or at least gain citizenship in another—legally, and in compliance with the IRS.
06/27/2022
US President Biden suggested the other G7 nations - Germany, France and Italy - would also join the ban.
06/24/2022
The new partnership will focus on purpose-driven investments supporting environmental sustainability, economic opportunity, and health equity across venture capital, growth equity and buyout managers.
06/22/2022
ECI exposure may also arise even through an investment into a non-US fund if that fund is classified as a partnership for US tax purposes and has certain US assets or activities.
06/21/2022
Matthew DeAntonio, the attorney representing Snipes and Topsail, declined a request for comment from The Charlotte Observer on Friday.
06/20/2022
The Fed raised rates by 75 basis points on Wednesday, its biggest increase since 1994, and expectations of more
06/17/2022
Carey Olsen's corporate team in the Cayman Islands have advised Brazilian payments platform Destaxa on its US$3.1 million seed funding round.
06/13/2022
“Our clients will benefit from Ben’s ability to navigate the changing landscape of the syndicated leveraged finance market and capitalize on the upward trend in private lending.”
06/13/2022
The agency is examining ESG funds within the bank's asset management arm as part of a civil investigation
06/10/2022
Regulators to look with enhanced scrutiny after cars with driver-assistance function crashed into parked emergency vehicles
06/10/2022
Sonville also in 2018 “completed and submitted to the firm a compliance questionnaire in which he falsely stated that he had not loaned money to any customers,” the Finra letter said.
06/09/2022
A strong, front-loaded assault from the Bank of Canada will slow domestic demand and should help keep rising inflation from turning into a price spiral, economists said.
06/08/2022
The transaction is expected to close in the second half of 2022, subject to regulatory approvals and other customary closing conditions. Financial terms of the transaction were not disclosed.
06/08/2022
As discussed in our prior Legal Update, the interim rule implemented new controls on “intrusion software”2 that balanced US foreign policy and national security concerns with the need for legitimate cybersecurity transactions
06/06/2022
First Financial's Credit Achiever loan and secured credit card both allow clients to make purchases from pre-funded accounts so clients can improve their credit scores.
06/06/2022
Along with the additional step of undergoing verification by an independent third party, this was a significant project for a large asset manager such as CI GAM.
06/03/2022
Data on Thursday showed private sector employment rose by just 128,000 in May, payroll processing firm ADP reported Thursday.
06/02/2022
Depending on the circumstances and the type of fund name, an 80% Investment Policy may be fundamental or non-fundamental.
06/02/2022
Former PCAOB Regulator Joins Audit Leadership Team