08/18/2021
The order further finds that Murchinson and Bistricer caused the hedge fund to engage in dealer activity without registering with the SEC or being exempt from registration.
08/17/2021
Marcus Boggs pleaded guilty earlier this year for swindling clients, including one man who had received a large civil settlement from a wrongful murder conviction. Boggs was sentenced to more than three years in prison.
08/17/2021
The dispute surrounded settlement agreements for two class action suits.
08/16/2021
Failure to comply with the employer’s requirements may expose the employees to sanctions.
08/12/2021
Wakil must complete the transfer of $21.3 million from his Swiss bank account to the federal court registry in Miami, while federal authorities place liens on more than a dozen properties, a plane, a yacht and local bank accounts to cover the balance for
08/08/2021
Whether these letters will undermine seriously the HSR Act review framework
08/06/2021
The notes were offered and sold to qualified institutional buyers in the United States pursuant to Rule 144A and outside the United States pursuant to Regulation S under the Securities Act of 1933.
08/06/2021
The transaction adds the business valuation thought leadership and talent of Willamette to Citizens, one of the nation's oldest and largest financial institutions.
08/05/2021
China-based companies must make VIE structure clear to investors, disclose whether China has granted permission to list in U.S., delisting risks under U.S. law
08/04/2021
The financial payments totaling $5.6 million in respect of Forfeiture and Tax Restitution Amounts are in line with the existing provision included in Butterfield’s financial statements as recorded in 2015 and 2016.
08/04/2021
“It fits well with our strategy to expand in the solid wood products space and aligns with a core value to provide sustainable and carbon reducing alternatives for a warming planet”.
08/03/2021
US targets wealthy tax evaders using Panama law firm
10 institutions including Wells Fargo Bank, BofA, HSBC and Citibank to receive summonses
08/03/2021
New Banking Institution Sunstone Trust Open for Business
Sunstone approved as first de novo trust in California in nearly 14 years
08/03/2021
Holland & Knight and Thompson & Knight Complete Merger
The combined firm will have approximately 1,600 lawyers and other professionals in 30 offices.
08/03/2021
BTI Consulting Group Revealed the Most Recommended Law Firms for Their Performance in the Legal Area
The study focused on client service, and Holland & Knight was recognized as a "Highly Recommended" firm.
08/03/2021
Clifford Chance advises on largest green project bond in Latin America
The Notes were evaluated for ESG criteria by Sustainalytics.
08/01/2021
The conclusion brings into sharp focus due process arguments where parties have been forced through necessity to conduct hearings remotely.
07/30/2021
"when investors put their money in the hands of Wall Street, they should be able to do so with the understanding that they're entering into a transparent agreement based on trust. However, broker-dealers sometimes misuse cash or fail to disclos
07/29/2021
The company plans to provide further updates on its second quarter 2021 earnings call on July 29, 2021 after the market close.
07/29/2021
Bank was under supervision by US Department of Justice-appointed team because of previous violations