01/04/2016
Stifel Financial closes Eaton Partners buy
Stifel Financial Corp. said Monday that it closed its buy of Eaton Partners LLC. Financial terms weren’t announced.
Wealth and Asset Management
12/31/2015
Aging boomers are ready for financial advice
New book teaches consumers how to select the right adviser
12/30/2015
Big bank brings wealth management services to Albuquerque
While the bank has long offered wealth management services in nearby Colorado and Texas, among other areas, it's the first time it will have an actual team on the ground in New Mexico.
12/30/2015
Big bank brings wealth management services to Albuquerque
The new array of services could ultimately include portfolio management, trust services and more
12/30/2015
8 Wealth Management Trends for 2016
The coming year will bring rapid changes in technology, regulations and M&A, among others.
12/29/2015
The World's Richest People Got Poorer This Year
The richest people on Earth became a bit poorer this year.
12/28/2015
National Association of Professional Women Inducts Kathryn Hayden, Account Vice President, UBS Financial Services, Into its VIP Professional Woman of the Year Circle
Kathryn Hayden selected for her outstanding leadership and commitment within her profession
12/27/2015
You Don't Have to Be a Billionaire to Buy a Big Building in Manhattan (or, a Piece of One)
"That really changed the landscape of access," said Adam Hooper, CEO of RealCrowd, a San Francisco-based startup that brings equity crowdfunding to the real estate industry.
12/24/2015
Justice Department Announces Four Banks Reach Resolutions Under Swiss Bank Program
The Swiss Bank Program, which was announced on Aug. 29, 2013, provides a path for Swiss banks to resolve potential criminal liabilities in the United States.
12/24/2015
Meet Kim Jenson, managing director at UBS Wealth Management and a Woman of Influence
I am passionate about attracting more women to our industry
12/24/2015
The Future of Wealth Management
This is not to say that advisors should ignore the short term, but they’d be well served to pay more attention to where the industry is going long-term, or at least three to five years from now.
12/23/2015
Best of 2015: Wealth Management in an Extreme World
We can focus on the myriad challenges facing the business of private wealth management, but I hope you expect nothing less of me than to think of the clients first.
12/22/2015
JPM wealth arms fined $307m over client disclosure failings
JP Morgan has admitted disclosure failures and will pay the SEC $267 million in penalties and disgorgement.
12/22/2015
CIBC Possibly Eying Greater Role In U.S. Wealth Management Space
Chief Executive Officer Victor Dodig has sought to expand CIBC’s U.S. wealth-management business, earmarking as much as C$4 billion $2.87 billion as recently as October to pursue takeovers.
12/21/2015
Credit Suisse Claims UBS Raided Staff
Roughly 70 of 300 brokers left for UBS in recent months
12/21/2015
UBS Boosts Bonuses for Top Teams in 2016
All members of a team meeting the hurdles will individually receive payouts based on what the team’s highest producer receives, UBS says
12/18/2015
Wells Fargo to Nudge Brokers to Get Bigger Clients
Change is bank’s latest push to compete for clients who have millions of dollars in assets
12/17/2015
HazelTree and Goldman Sachs Asset Management Announce Strategic Partnership to Help Investment Managers Manage Cash Holdings
Rules-based “sweep” developed in response to banks’ compliance with Basel III guidelines
12/16/2015
The 13-Year Contract Vexing Credit Suisse Brokers
Those who take the offer must remain at Wells Fargo for 13 years to earn the full payout of bonuses tied to the agreements, much longer than the industry’s typical nine-year deal
12/14/2015
China 'to move £500bn sovereign wealth fund to New York'
CIC shifts focus to US investments after Canadian assets hit by energy and mining downturn