11/11/2017
If You're Rich, This Is What You Need to Know About Estate Planning
The heirs of high net worth individuals aren't interested in any of the fancy art or antiques that their parents pass to them.
Wealth and Asset Management
11/09/2017
Wall Street Hedge Fund Veteran Hits Highs With Copycat Tactics
Dixon Boardman Is Marketing His Novel Approach To Stock-Picking To Institutional Investors In The US And Europe
11/09/2017
UBS Investor Watch Report Reveals Passion Over Profit Drives Wealthy Investors to Collect, But Nearly Half Overpaying for or Regret Purchases
Over 80% of wealthy investors plan to leave their collection to their heirs, but 65% of heirs have no interest in keeping the collection
11/09/2017
City National Bank Adopts SEI Wealth Platform
Fully-Integrated Wealth Management Platform Selected to Enable Firm's Digital Transformation
11/08/2017
Financial Advisors Joint Venturing To Build Their Practices
Most financial advisors are focused on creating joint ventures with complimentary professionals.
11/08/2017
Merrill Lynch swells ranks of fiduciary 401(k) advisers by more that 3,000
More than 22% of its total adviser workforce is now certified by the wirehouse to act as a fiduciary for retirement plans
11/08/2017
Merrill Lynch Revamps Broker Pay to Reward Referrals, Stronger Growth
The referral quota itself is unchanged from 2017.
11/08/2017
$4 Billion Multi-Family Office Joins the Dynasty Network
Geller Family Office Services said better technology and client reporting were top reasons behind the decision.
11/07/2017
BNY Mellon's Pershing Expands Its Suite of Philanthropic Solutions
The addition of RenPSG will provide Pershing clients with access to a broader menu of philanthropic solutions, including new services such as a branded website program and administration for charitable trusts, helping them better serve the fast-growing ch
11/06/2017
Matrix Private Capital Group Launches New Brand & Regional Expansion – Strengthening Diversified Asset Management Firm
Thomas Deutsch has joined the firm’s New York office as a Managing Director.
11/06/2017
Risk enters Brazilian wealth management
Who are accustomed to near double-digit rates.
11/06/2017
Wealth Manager Launches Service to Compete with Robo-Advisers
Wells Fargo Advisors is launching a new service that mixes computer-based advice with a human touch and institutional research.
11/06/2017
BNY Mellon Wealth Management Named 'Best Private Bank for Intergenerational Wealth Management'
Performance was judged over the period covering July 1, 2016 through June 30, 2017.
11/05/2017
‘Rockefeller. I want that name out there again and again’
Greg Fleming trades Merrill and Morgan Stanley to head oil family’s new fund manager
11/05/2017
Trusted Wealth Partners
We've known and respected one another for years, and we share an appreciation for Securities America's Midwestern values.
11/03/2017
Guggenheim Faces Allegations Of Self-Dealing
An FT Investigation Reveals That The Firm’s Own Compliance Team Raised Concerns About Favouritism
11/02/2017
‘Phantom’ JPMorgan Wealth Manager Fired for Lying, Ex-Boss Says
Who’d been promoted from private banker to private wealth manager in 2008.
11/02/2017
Billion-Dollar RIAs Now Hold More Than Half the Channel’s Assets
Less than 4 percent of firms oversee 60 percent of all assets in the channel.
11/01/2017
Broker Protocol Administrator Delayed Public Notice of Morgan Stanley’s Exit
Morgan Stanley’s Protocol Administrator Appears To Delay Public Announcement Of Pullout.
11/01/2017
Prudential's U.S. life business enters private wealth market
Global consultancy firm Capgemini defines high net worth individuals as those with investable assets of $1 million or more, excluding their primary residence, collectibles and consumables.