03/08/2022
Lincoln Financial Group Welcomes Chief Accounting Officer
A certified public accountant, Cohen graduated from Bucknell University with a B.S. in Business Administration, General Management
People Moves
03/08/2022
Santander reels in $2bn Citi private banker to lead Brazil UHNW unit
He joined Citi Private Bank in 2001
03/08/2022
Expanded Ownership of Wambolt & Associates Wealth Management Firm Enhances Client-Centered Service
Jenkins, Managing Director of Planning and Investments, and Alvarez, Senior Wealth Management Advisor, have both been on the Wambolt team for nearly 10 years.
03/08/2022
BNY Mellon Wealth Management Announces New York Tri-State Market President Promotions
They represent the best qualities within our staff, including deep wealth management expertise
03/07/2022
Mackenzie Investments names new CEO
During his time at the company, Mr. McInerney played a key role in the number of deals the asset manager completed.
03/07/2022
First Sentier appoints deputy CEO
"I look forward to working closely with Ueno-san in his new role."
03/07/2022
Alvarez & Marsal Strengthens Tax Technology Expertise
Sixteen-year industry veteran develops and implements innovative tax technology solutions
03/07/2022
JPMorgan Global Chairman of Investment Banking Oken to Join MidOcean
He previously served as global head of consumer and retail investment banking for more than a decade
03/04/2022
Perigon Wealth Management announces significant leadership team expansion
Rapidly Growing Independent Wealth Management Firm Acquires Family Office in Baltimore and Recruits Atlanta-Based Financial Advisors, Increasing Assets Under Management by $215 Million to $3.6 Billion Accelerates Expansion in Family Office and UHNW Clien
03/04/2022
Fidelity transfers $3.5bn US HY fund to Canadian team
The firm, which is seeking to build up its team in North America, has also changed the managers of the strategy.
03/03/2022
Wells Fargo Execs Break Away to Launch Family Office Under Callan Name
Former Abbot Downing President Jack Ginter leaves Wells Fargo to create Callan Family Office, an independent wealth management firm that will serve the ultrawealthy and aims to compete with the big private banks.
03/03/2022
RMB Capital Announces Seven New Partners for 2022
RMB founding partner, CEO and co-chief investment officer Dick Burridge said that the seven new partners help ensure the firm’s long-term independence by readying the next generation of RMB’s future leaders.
03/03/2022
Advisor Group Welcomes Sergio Kindler With $190 Million In Assets To Its Platform
New York-Based Independent Financial Advisor Affiliates with Advisor Group Through Royal Alliance Associates from LPL Financial
03/02/2022
Sanctuary Wealth Breaks Into Chicagoland with Ketoret Capital
$250 million team joins from Merrill Lynch
03/02/2022
FocusPoint Hires Thomas Chi as Head of Project Management
Park Hill Group Managing Director to Bolster FocusPoint's Fundraising Efforts
03/01/2022
Mercer hires Keisha Olinger to lead Atlanta office
“I am honored and excited to lead Mercer’s Atlanta office and be part of a purpose-driven organization whose mission is to build brighter futures for our clients, colleagues, and communities.”
03/01/2022
Citizens Financial Group Appoints General Counsel and Chief Legal Officer
Klane assumes the General Counsel role from Malcolm Griggs, Citizens’ Chief Risk Officer, who had been overseeing the Legal Department. Griggs will continue in his capacity as Chief Risk Officer and member of the bank’s Executive Committee.
03/01/2022
UBS WM restructures unit for ultra-rich clients, names new global family office boss
The former head of the GFO unit, Joe Stadler, has been handed a new role as executive vice chair for UBS’s global wealth management business, where he will work directly with Khan.
03/01/2022
Piper Sandler’s Technology Investment Banking Group Realizes Record Year and Further Expands with the Addition of Joe Morgan and Jack Robbins
The team will report to Steven Schmidt, head of technology investment banking and will be based in Piper Sandler’s Orange County office.
02/28/2022
GoldenTree Asset Management Hires Grady Frank as Partner in Private Credit
Mr. Frank brings to GoldenTree over 20 years of experience in leveraged finance and working with private equity sponsors.