10/21/2015
Cowen Expands Insitutional Equity Sales and Trading Team
Their addition reflects Cowen’s continued commitment to providing clients with a world-class equity sales and trading platform.
People Moves
10/20/2015
Wilmington Trust Continues to Grow Boston Wealth Office with Two Senior Hires
Their experience and commitment to their profession speaks volumes.
10/19/2015
Senior Execs Hired at Dynasty Financial
Adding a physical presence in new markets is incredibly important to maintain the level of service necessary to support our network firms on a more localized basis and we will continue to make strategic investments in our people, platforms and capabilitie
10/19/2015
Chris Nard Joins Citizens Bank as President of Mortgage
30-year mortgage industry veteran to oversee the next phase of growth for Citizens’ mortgage business
10/19/2015
JP Morgan's Francis Troise to join ITG as CEO
Troise is expected to take over his new role in January.
10/19/2015
Dollar Bank Will Promote Retail Banking Head to CEO
McQuade has worked at Dollar for 20 years, currently as executive vice president of retail banking.
10/18/2015
UBS Hires $3.6M Producer From Merrill
Wilkins oversaw $425 million in client assets while at Merrill
10/16/2015
$2.2M Team Jumps to RBC
RBC Wealth Management recruited a team that produced $2.2 million in annual production while at Barclays.
10/16/2015
Morgan Stanley's Americas M&A co-head to leave for BDT Capital -sources
Head is leaving one of Wall Street's biggest investment banks for a much smaller firm.
10/16/2015
SunTrust Promotes Exec to Lead Consumer, Wealth Management Operations
Dorinda Smith, who has led mortgage operations and sales support teams at SunTrust, will succeed Lienhard at the helm of SunTrust Mortgage.
10/15/2015
Principal Asset Manager Adds Ex-Pimco's Remily for Global Equity
He’ll work on capital-appreciation and mid-cap strategies
10/15/2015
Perella Weinberg Hires Goldman's Dunham for Asset Management
The addition will help Perella Weinberg expand its alternative asset-management business, including the PWP Global Macro strategy
10/15/2015
Rothschild Asset Management Expands Large Cap Investment Team
He brings to Rothschild a strong track record in analyzing healthcare and pharmaceutical companies, and performing fundamental research for our institutional clients.
10/15/2015
Barclays American 'casino banker' boss-in-waiting faces grilling by regulators before being allowed to take the top job
But concerns have been raised by MPs that the appointment may herald a return to the aggressive culture and focus on investment banking fostered by former boss Bob Diamond.
10/15/2015
$258M UBS team goes independent with Wells Fargo
Curtis Rach and Jud Crary join established practice in Irvine, Calif.
10/15/2015
Wealth advisory firm names MD of newly established subsidiary
He holds a BA in Economics from Indiana University-Bloomington.
10/14/2015
Genesis Capital Partners Hires Industry Veteran As Its First Marketing Chief
She is an active fund raiser for several not-for profit organizations.
10/13/2015
OppenheimerFunds Hires James White as Head of Diversity & Inclusion
Prior to joining OppenheimerFunds, White served as Vice President, Americas Diversity & Inclusion
10/13/2015
Janney Announces Wealth Planning Leadership
Prior to Vanguard, Martin worked as a financial advisor for Morgan Stanley.
10/13/2015
Citigroup Names First Global Head of International Personal Bank
Sambamurthy will report to Anand Selvakesari, the head of consumer banking for Asia Pacific