09/09/2016
Britain’s biggest mortgage lender also became embroiled in the scandal involving the improper sale of payment protection insurance.
He was chief lending officer at Metro Bank.
People Moves
09/09/2016
Jill Franks Joins Cirrus Wealth
At Cirrus, she will be responsible for the internal financial matters of the firm and will handle the firm’s budget as well as conduct cash flow analysis.
09/09/2016
KeyBanc scoops ex-Jefferies banker Brooks to run trading
Brooks joins KeyBanc after a shakeup at Jefferies where he had been head of sales until May.
09/09/2016
Piper Jaffray Hires Scott J.R. Smith as Managing Director in Financial Sponsor Coverage Group
He began his career at Bowles Hollowell Conner & Co. as an M&A banker
09/08/2016
David M. Gewant joins Pure Portfolios
He began his career in New York as a portfolio manager and equity analyst.
09/08/2016
Shea Gordon Named Chief Operations Officer of Provasi Capital Partners
He received a Bachelor of Arts in Economics from Vanderbilt University and a law degree from Pepperdine University.
09/08/2016
Polk Joins BMO Wealth Management
He will work with clients to gain a complete understanding of their lifestyle and career
09/08/2016
Autonomous Research Names Global Head of Fintech Strategy
He has been an investment banker at Deutsche Bank and a corporate strategist at Barclays Wealth/Lehman Brothers.
09/08/2016
JPMorgan just made two big promotions in a key trading business
He was most recently head of the equities business in Asia Pacific.
09/08/2016
Manulife snags Royal Bank executive as new chief operating officer
She will play a critical role in defining corporate strategy, policies, standards, and processes, and will also drive and oversee Manulife's innovation portfolio.
09/08/2016
Pembrook Capital Management Taps New Director in NY
With more than 15 years of expertise, Lisa Davis will occupy a dual position at the company.
09/08/2016
Guggenheim Securities Hires Carl Mayer to Expand Leveraged Finance Business
Mr. Mayer will focus on the origination, structuring, and distribution of leveraged loans and high yield bonds.
09/08/2016
Hong Le Webb, Corporate Securities and International Advisor, Joins Murphy & McGonigle
Ms. Webb's arrival continues the trend of top securities regulatory and litigation talent joining the financial services boutique law firm founded in 2010.
09/07/2016
Raymond James recruits Roddy as MD
He will offer a full suite of investment banking services, including M&A, advisory and capital formation, backed by a substantial distribution platform.
09/07/2016
New CEO for local trust company
HB&W also has offices in Lancaster, Huntington and Wheeling.
09/07/2016
PE-owned Telarix appoints Limena as CEO
We look forward to partnering with Marco and the entire Telarix leadership team.
09/07/2016
Citi Private Bank Strengthens Latin American Team
She will also lead the Multi-Family Office business and will focus on increasing penetration of capital market solutions for the firm’s clients.
09/07/2016
Credit Suisse appoints new heads of global markets, US unit
These changes are effective immediately.
09/07/2016
Oak Street Funding Hires Additional Sales Capacity
Prior to joining Oak Street, Kim held sales management and leadership roles with Bank of America and Oak Street Mortgage
09/06/2016
Two join Jolley Asset Management staff
Jolley Asset Management has named two securities industry veterans to its staff