08/27/2015
UBS signs up advisers with $870 million AUM from Merrill Lynch
Four advisers previously brought in $4.6 million in annual revenue
People Moves
08/26/2015
Aequitas Capital Appoints Two New Members to Executive Management Team
Their prudent leadership and strategic financial expertise will help grow our business portfolio and allow our partners to reach their financial goals.
08/25/2015
Guggenheim Hires Jefferies’s Rohan for Restructuring Role
Alex has extensive experience advising companies and creditor groups in all aspects of restructuring and recapitalization situations
08/25/2015
Lazard Middle Market hires consumer retail banker
Pund was co-founding partner and managing director of Silver Steep Partners, a boutique investment bank focused on the active outdoor industry.
08/25/2015
Key Private Bank names Cleveland market sales leader
He is one of a couple new hires made under Terry Jenkins
08/25/2015
Regions Bank appoints head of Corporate Trust for Wealth Management’s Institutional Services
She has a diverse and extensive background in the corporate trust arena
08/25/2015
Rubenstein Hires in Financing, Acquisitions, and Asset Management
Scott joins us to oversee our lender relationships and manage financing of assets in our portfolio, while Jon and Conor will expand our base of talent in acquisitions and asset management.
08/24/2015
Marlin appoints AVP of Sales for Alliance Development
In her new role she will lead Marlin's business development efforts in creating strategic alliances with banks and other partners who focus on the needs of small businesses.
08/24/2015
Brennan Investment Group names Managing Principal
In addition, Mr. O'Halloran will advise on special acquisition and development projects.
08/23/2015
JPMorgan announces appointment of new senior advisor
He will also provide his expertise to help structure and carry out the firm's leadership development training programs and assist on other leadership and workforce development issues.
08/21/2015
Bank of the West Names Leader for Key Post in UHNW Unit
She will Lead Strategic Philanthropy and Purpose Investing offering for Ultra High Net Worth Clients
08/21/2015
Gail Nursey joins BNY Mellon Wealth Management as managing director
She is based in Tampa.
08/21/2015
Heartland boosts Private Client Services division
She has been an adjunct professor at St. Mary’s College in Moraga, CA
08/20/2015
Andersen Wealth announces new hire
All investment advisor representatives with Andersen Wealth Management practice as licensed fiduciaries.
08/20/2015
Sage Private Wealth hires advisers from Northern Trust Securities
Sage offers securities through Raymond James Financial Services, the independent broker-dealer channel of Raymond James Financial Inc.
08/20/2015
Brookwood Announces Promotion of Miles B. Janich
Mr. Janich graduated in three years from the University of California, Santa Barbara
08/20/2015
Lebenthal Asset Management Expands Portfolio Management Team
Addition Continues Execution of Growth Strategy of Lebenthal
08/20/2015
Fifth Street Asset Management announces Board changes
The Board of Directors appointed Mark J. Gordon to the Audit Committee and David J. Anderson to the Nominating and Corporate Governance Committee to fill the vacancies created by Mr. Meyer's retirement.
08/19/2015
Mizuho Hires Eric Shenker for Equity Trading Post
The move is the latest by Mizuho Securities USA, the U.S. investment banking subsidiary of Mizuho Financial Group, to expand its presence in stock trading.
08/19/2015
Franklin Wealth Managementexpands client relations team
He will join the team in the role of Operations Specialist.