06/11/2020
Wedbush Securities adds wealth management veteran as MD
Wedbush Securities has appointed William (Bill) Brinckerhoff as Managing Director, Regional Executive.
People Moves
06/11/2020
Franklin Templeton Appoints Jed Plafker as EVP, Global Alliances and New Business Strategies
Plafker will also oversee the company’s ongoing strategic investments and acquisitions in the area of digital wealth.
06/11/2020
Caroline Butler Joins BNY Mellon as Global Head of Custody
She will lead product strategy, embracing new realities and markets and modernizing custody platforms.
06/10/2020
Truvvo Parters appoints Head of Client Relationships
Gregory most recently served as Principal and Senior Wealth Advissr at Bessemer Trust
06/10/2020
Golden State Welcomes Wealth Manager
Brian has extensive insurance experience and is in tune with all aspects of protection from setting up legacy planning to coordinating long-term care, depending on clients’ needs.
06/10/2020
Chief Investment Officer to Join FBL Financial Group
Whitehead is replacing Charles T. Happel, who is retiring this year.
06/10/2020
Wedbush Securities Welcomes Wealth Management Veteran William Brinckerhoff as Managing Director, Regional Executive of the Firm's Central Region
Prior to joining Wedbush Securities, Bill served as a Senior Practice Management Consultant with Morgan Stanley, where he leveraged the firm's solid platform.
06/10/2020
Wells Fargo Corporate and Investment Banking Names Jay Bryson Chief Economist
He and his team provide analysis on economic and financial developments in the U.S. and major foreign economies that can assist clients in their business decisions.
06/09/2020
Lombard International's US CEO appointed Group Chief Operating Officer
He joined Lombard International in May 2016 as Chief Executive Officer in the US.
06/09/2020
Katten Private Wealth Head Joshua Rubenstein Elected to Industry Leadership Post
Rubenstein has received numerous accolades throughout his career.
06/09/2020
Wells Fargo Corporate and Investment Banking Names Chief Economist
In this role, Bryson leads the economists and analysts who form the Wells Fargo CIB Economics Group.
06/09/2020
LPL Financial and Private Advisor Group Welcome Broadway Graham Wealth Partners
The desire for more independence and control over their business led to their move to Private Advisor Group and LPL Financial.
06/09/2020
Perigon Wealth Management Taps Life Transitions Specialist Mary Ballin to Expand San Francisco Area Presence, Leading New East Bay Office
Organized around money-related topics ranging from estate planning to education savings, the intimate events allow participants to raise questions and drive discussion in a safe, collaborative space.
06/07/2020
UBS Brokers with $15-Mln Production Leave for Rockefeller, RBC and RayJay
The advisor did not return a call for comment on his motivation for returning to independence after two decades with UBS.
06/05/2020
Moelis appointments MD in Global Healthcare Group
He has more than 15 years of investment banking experience
06/05/2020
Imperial Capital Names President as it Continues its Expansion
Mr. Sullivan has nearly 25 years of industry experience, and joined Imperial Capital after spending seven years at Jefferies Group LLC
06/05/2020
Raymond James adds new managing director of Commercial & Industrial Services division
Raymond James announced it is expanding its Diversified Industrials Investment Banking practice with the hiring of Andy Schwartz.
06/05/2020
UBS WM Americas equity head, team and strategies move to AM division
The changes come after an announcement last year that UBS is letting certain wealth management clients access SMAs run by UBS Asset Management for free.
06/03/2020
Goldman Sachs Names Ross N.Y. Region Head of Wealth Management
Nicole Pullen Ross was previously head of Mid-Atlantic region
06/03/2020
Alpha Capital Partners Hires Senior Jefferies Investment Banker
Munichman, who brings nearly 15 years of commercial real estate finance and investment banking experience to Alpha, will provide existing and prospective clients with a wealth of knowledge in investment management and strategic planning.