03/12/2021
Raymond James names head of Investment Strategy
New hire set to elevate service offering with over 10 years' experience across independent and bank-owned dealers
People Moves
03/12/2021
$1.1 billion Financial Advisor team joins UBS in Houston, Texas
Together, they represent a high-quality team focused on creating the best possible client experience and outcome for the families they serve.
03/11/2021
Lincoln Financial Group Appoints Lincoln Financial Distributors
He will be a member of Lincoln’s Senior Management Committee
03/11/2021
KKR Bolsters Global Private Equity Business
He will support the Firm in identifying global investment opportunities in the industrial, consumer and automotive sectors,
03/11/2021
Raymond James Names Nadeem Kassam Head of Investment Strategy in Canada
Mr. Kassam has over 10 years of experience working in progressively more senior roles at both independent firms and bank-owned dealers.
03/11/2021
Boston Private Loses Two Advisors
Jeffrey Kaufman and John Tassone leave two months after SVB Financial agreed to buy Boston Private for $900 million.
03/10/2021
SS&C Appoints Gautam Moorjani as Head of its New Intelligent Automation Solutions Group
The newly formed group will focus on helping clients with their digital transformation journeys using technologies such as workflow management, machine learning, natural language processing, and robotic process automation.
03/10/2021
Hamilton Capital Adds Francis Chu And Pete Klingelhofer As Managing Directors
He is a CFA charterholder and certified public accountant (inactive) in New York State.
03/10/2021
Progressive Insurance Announces Retirement Of CMO, Jeff Charney
Expected Retirement Date is January of 2022
03/10/2021
Golden State Welcomes Wealth Manager, Lee Jones of Tangent Retirement with Offices in both Northern and Southern CA
Lee comes to Golden State with a wealth of industry experience
03/10/2021
Northern Trust Announces Florida Leadership Changes
Northern Trust Wealth Management offers holistic wealth management services for affluent individuals and families, family offices, foundations and endowments, and privately held businesses.
03/09/2021
Longtime Wells Fargo Team Jumps to UBS in San Diego
He has spent over 30 years in the financial services industry, including as a rep for Wells Fargo Clearing Services from 2001 until the move to UBS, according to his report on the Financial Industry Regulatory Authority’s website.
03/09/2021
Practifi Welcomes Vice President, Sales
Hearsay Systems Veteran Brings Exceptional Enterprise Sales Leadership and Expertise to Fuel Practifi’s Rapid Growth
03/08/2021
JP Morgan appoints CEO for Latin America and Canada …
The appointment comes days after it became known that the bank was withdrawing its private banking business in Mexico
03/05/2021
KKR Appoints New Independent Directors
Their appointments will bring the number of independent directors to nine out of a total of thirteen Board seats.
03/05/2021
Lionstone Investments Announces Leadership Transition
Under Ms. Page’s and Mr. Sanchez’s leadership, Lionstone has doubled its assets under management.
03/04/2021
PNC Asset Management Group Names Chief Investment Officer; Mark McGlone To Retire
New Chief Investment Strategist, Head of Responsible Investing Named
03/04/2021
One, a Digital Banking Service, Announces Two Additions to Board of Directors
One is a new banking service that makes managing, saving and growing household savings and affordable credit more intuitive and accessible.
03/04/2021
Bank of America co-head of global oil trading departs
It was not immediately clear whether Sussman's departure was related to the cuts.
03/03/2021
YCharts Announces the Addition of Three Board Members
YCharts announced today several Board appointments aimed to help accelerate the company’s strategic growth