Managers of Wealth Americas

Katten Private Wealth Head Joshua Rubenstein Elected to Industry Leadership Post

Rubenstein has received numerous accolades throughout his career.

Wells Fargo Corporate and Investment Banking Names Chief Economist

In this role, Bryson leads the economists and analysts who form the Wells Fargo CIB Economics Group.

LPL Financial and Private Advisor Group Welcome Broadway Graham Wealth Partners

The desire for more independence and control over their business led to their move to Private Advisor Group and LPL Financial.

Perigon Wealth Management Taps Life Transitions Specialist Mary Ballin to Expand San Francisco Area Presence, Leading New East Bay Office

Organized around money-related topics ranging from estate planning to education savings, the intimate events allow participants to raise questions and drive discussion in a safe, collaborative space.

UBS Brokers with $15-Mln Production Leave for Rockefeller, RBC and RayJay

The advisor did not return a call for comment on his motivation for returning to independence after two decades with UBS.

Moelis appointments MD in Global Healthcare Group

He has more than 15 years of investment banking experience

Imperial Capital Names President as it Continues its Expansion

Mr. Sullivan has nearly 25 years of industry experience, and joined Imperial Capital after spending seven years at Jefferies Group LLC

Raymond James adds new managing director of Commercial & Industrial Services division

Raymond James announced it is expanding its Diversified Industrials Investment Banking practice with the hiring of Andy Schwartz.

UBS WM Americas equity head, team and strategies move to AM division

The changes come after an announcement last year that UBS is letting certain wealth management clients access SMAs run by UBS Asset Management for free.

Goldman Sachs Names Ross N.Y. Region Head of Wealth Management

Nicole Pullen Ross was previously head of Mid-Atlantic region

Alpha Capital Partners Hires Senior Jefferies Investment Banker

Munichman, who brings nearly 15 years of commercial real estate finance and investment banking experience to Alpha, will provide existing and prospective clients with a wealth of knowledge in investment management and strategic planning.

Lockton Capital Markets Announces new CEO

Lockton Capital Markets will maintain its strong collaborative relationships with Lockton business sectors, including Lockton Re and retail, to offer high impact solutions for insurers, companies and financial sponsors.

Morgan Stanley Recruits Manhattan Manager from UBS

He will work “alongside” Morgan Stanley’s midtown Manhattan complex manager Damon Gallagher, according to Gaertner’s memo.

Six-Million-Dollar Merrill Team in Dallas Joins Rockefeller

In an e-mailed statement confirming the move, Preston confirmed the size of the team’s books and took an indirect swipe at the pressure that Bank of America-owned Merrill and other wirehouses have put on advisors to cross-sell banking products.

Raymond James names new national director of wealth management

Scott Hudson brings 25 years of experience to the role

CI Investments names head of institutional

CI has been serving institutional investors for over 20 years and these partnerships remain an important and valued part of our business.

Mayer Brown enhances tax capabilities with addition of partner Dan Kiely in New York

Mr. Kiely has extensive experience across a wide range of federal income tax matters

Sompo creates team to sell insurance to tech companies

Michael Chang, CEO of Sompo GRS, said the new business “makes it easier for clients in this space to access our market-leading capabilities across all lines of business on either a stand-alone or integrated basis.”

HSBC Canada appoints new president and CEO

New leader replaces Sandra Stuart, the first female CEO of a major bank in Canada

Barclays investment bank appoints former JP Morgan veteran chairman for banking

Alex Lynch, a former 15-year JP Morgan veteran, has joined Barclays as chairman of banking within its investment bank.

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