06/11/2021
The termination occurred April 19, although UBS filed the U5 notice with the Financial Industry Regulatory Authority on May 19, following a 30-day window that the regulator allows to give lawyers for the broker and firm time to negotiate the language.
06/11/2021
David Simon to join Apollo’s Board This Month and Athene’s Jim Belardi, Mitra Hormozi, Marc Beilinson and Lynn Swann to Join Board of the Combined Company Upon Closing of Merger
06/11/2021
Tom Dempsey brings deep experience in the private equity space specifically within the financial services industry
06/10/2021
The moves make a unified leadership team, Andy Saperstein, head of the wealth business, wrote in the memo.
06/10/2021
Big Six bank's head of private wealth and financial planning stepping down after 14 years
06/10/2021
Hubbard is participating in the 2021 class of Leadership Bowling Green, a program of the Bowling Green Area Chamber of Commerce.
06/09/2021
Weaver earned his B.S. in Business Administration from the University of Tennessee and his MBA from Emory University Goizueta Business School.
06/09/2021
He is a talented executive whose extensive experience and background in finance and technology will be an asset to the Broadridge Board of Directors.
06/09/2021
B2B payments are a $23 trillion market that has yet to benefit from meaningful digital transformation, which presents immense opportunity for banks.
06/09/2021
He has more than 30 years of experience in insurance and public accounting.
06/09/2021
Practifi Expands Sales Team to Meet Increased Demand and Drive Strategic Growth
06/09/2021
In this role, his responsibilities included strategic asset allocation, quantitative research and alternative indexing activities at the organization, as well as sitting on the executive committee and tactical asset allocation committee for its Strategy a
06/09/2021
Advisors Asset Management names new president and CIO
He leaves Insight Investment to oversee nearly $40 billion in assets
06/08/2021
Tesavis earned a bachelor’s degree in accounting from Roberts Wesleyan College and a master’s in trust and investment management from Campbell University.
06/08/2021
There are many key qualities we look for in our employee owners, including exceptional job performance, adherence to the firm's core values, and contributing to the business beyond their job functions.
06/08/2021
The group's head is Brian Carlin, who used to be the head of J.P. Morgan's wealth management solutions.
06/08/2021
Edward Jones has boosted its manager research team, hiring a senior analyst from Morningstar.
06/07/2021
Lots of people bounce back, but Mr Barnum's rise to CFO of the banking giant is an unlikely Wall Street tale.
06/07/2021
The U.S. had about 5,800 public companies in 2020, a drop from more than 8,000 in 1997, he said. That’s driven in part by an ample pool of private capital, which is growing amid demand from institutional investors lured by promising returns.
06/07/2021
Before joining First Republic, he was a Vice President at JP Morgan and worked as Private Client Advisor at Goldman Sachs.