09/04/2020
LPL Financial Welcomes the Murphy Team to Happy Investment Services
The advisors reported having served approximately $200 million in brokerage and advisory assets. They join from Cadaret, Grant & Co.
People Moves
09/04/2020
Alcentra picks next CEO
Mr. DeSimone was managing director at Bain Capital Credit until June 2019.
09/04/2020
Franklin Templeton announces new appointments
Asset-management giant names three people to key positions in Americas business
09/03/2020
Greg Haendel Joins The Private Bank at Union Bank as Fixed Income Strategy Executive
Haendel will manage the Bank's fixed income division, including oversight of the Core Fixed Income, Short-Term Fixed Income and Tax-Free Fixed Income strategies, as well as Institutional Liquidity Management for HighMark.
09/03/2020
HSBC Bank USA Appoints Head of Wealth
In his new role, Mark will continue to bolster our wealth offering and evolve the customer experience to expand our market share and further differentiate us from competitors.”
09/03/2020
Optimize Wealth Management Furthers its Nationwide Expansion
From Optimize Wealth’s newest office in Woodstock, Joe will help clients to achieve long term success and prosperity by providing them with a comprehensive approach helped by a competent team of licensed portfolio managers.
09/03/2020
TA Associates makes new hires in Boston and London
All three were valuable contributors while Associates at TA, demonstrating their ability to add value to TA’s growth private equity investment process, particularly in sourcing and analysing new investment and portfolio company acquisition opportuni
09/02/2020
SS&C Names Frank Egan Managing Director Mergers & Acquisitions
"I am delighted to join SS&C," said Frank Egan.
09/02/2020
SS&C Names Frank Egan Managing Director Mergers & Acquisitions
Frank joins SS&C from Lake Bridge Capital Ventures, where he was Managing Partner.
09/02/2020
Perella Weinberg Partners Names Chairman of Mergers & Acquisitions
Woody is among the most seasoned and respected M&A professionals on Wall Street and a recognized expert in managing large, complicated, and transformative transactions
09/01/2020
BNY Mellon Wealth Management names Senior Client Strategist
With nearly two decades of wealth management and corporate finance experience, Jennifer is highly skilled in tailoring investment approaches to clients' needs, priorities, and preferences.
09/01/2020
Former Pershing Executive Joins Pathstone Board
Pershing tapped him as a consultant to develop a strategy for RIA custody and liked him so much it hired him to run the business.
09/01/2020
J.P. Morgan Hires Boaz Lahovitsky to Lead Wealth Management National Branch Business
U.S. Wealth Management to hire hundreds of advisors in several locations across the country for remote advice unit in the next two years
09/01/2020
Former Morgan Stanley gatekeeper joins Citi Private Bank
He has joined Citi as a portfolio manager this month, a spokesman for Citi confirmed.
09/01/2020
Northern Trust expands front office solutions with two strategic hires
Cannell came to Northern Trust from SS&C where she worked in business development and key account management.
09/01/2020
Wilmington Trust Announces Senior Wealth Advisor Serving the Atlanta Region
Previously he served as a vice president in the Private Wealth Management division at Morgan Stanley, a senior securities analyst at SG Securities in Paris, France
09/01/2020
Chile wealth boutique nabs Itaú vet for CEO role
Turner, who spent five years at Tanner, had been its CEO since 2017. According to the firm’s filing, he has changed his residency from Santiago to Chile’s southern Los Lagos region.
09/01/2020
LPL Financial Welcomes Summit Wealth Advisors
Donley and Richey are managing partners of Summit Wealth Advisors, based in Pittsburgh, Pa.
08/31/2020
Tibergien Joins Board of $20B RIA
After taking the summer off, the popular industry figure and former head of Pershing's RIA custody business is back.
08/28/2020
Stifel Hires Young Merrill Trio in Texas Producing $3 Million
Stifel, which in February opened a southern Texas office with two career-Merrill advisors, has sourced 23 advisors in the Lone Star State from the wirehouse in the past two years, according to Robert Johnson, firm’s southwest region director.