04/13/2021
Mr. Herzinger focuses his practice on Securities and Exchange Commission (SEC) investigations and enforcement actions, internal investigations, and securities class actions.
04/12/2021
She will serve on the compensation and benefits committee; the nominating and governance committee; and the risk, investment and finance committee.
04/09/2021
His duties will also include coaching advisors and helping to increase assets under management for both the advisor and the firm.
04/09/2021
He brings over 15 years of experience investing in the financial services, business services and technology industries.
04/09/2021
Announces Senior Promotions, Spanning Investment, Client Service, Legal and Operations Teams
04/09/2021
Hammond said: “It’s exciting to be back with the team and I’m really looking forward to bringing the energy that fuelled Currencycloud’s growth to Railsbank.”
04/09/2021
He will advise transportation clients on a broad spectrum of regulatory, litigation and corporate matters and help lead Hogan Lovells’ top-rated aviation practice.
04/09/2021
DiCosola started his career at Banc One Securities in 2000, moved to J.P. Morgan by way of the 2004 acquisition and also joined UBS in 2008, according to BrokerCheck.
04/08/2021
Their knowledge and experience will be an excellent complement to the talented group of individuals serving on our Board.
04/08/2021
Their knowledge and experience will be an excellent complement to the talented group of individuals serving on our Board.
04/08/2021
Goldman wants to double its headcount as well as assets under management with the Middle East wealthy
04/08/2021
Villa has a long history of successful A&H leadership.
04/08/2021
Blankmeyer to lead business development initiatives recruiting top RIAs and IARs
04/07/2021
Sonya Thadhani Mughal, CFA, transitions from Chief Operating Officer and Chief Risk Officer to Chief Executive Officer today after 27 years at the firm
04/07/2021
New and continuing leaders expand their roles at the firm
04/07/2021
In his new role, Mr. Jain will have responsibility for Wholesale IT and Operations
04/07/2021
He Joins Advisor Group through Subsidiary SagePoint Financial and Super-OSJ AmeriFlex Financial Services
04/07/2021
The Board of Directors approves and audits the company's budget, assesses the performance of the CEO and approves strategic goals of the company.
04/07/2021
He will report to Goldman's head of Americas leveraged finance, Kevin Sterling, according to the memo, which was verified by a bank spokeswoman.
04/07/2021
The four advisors appointed to the board are Bruce Aust, Randy Bean, Tom Davenport and Jill Mavro.