11/22/2018
Wells Fargo Loses 11 Advisors to These Rivals
These advisors are telling us they want the freedom to serve their clients as they deem most appropriate to their needs.”
People Moves
11/21/2018
RayJay hires Deutsche WM vet for top role
Prior to his most recent roles at Deutsche Bank Wealth Management he was the head of asset allocation and quantitative analysis.
11/21/2018
Goldman Sachs boss sacked 15-year veteran on maternity leave
The employee detailed her dismissal in a 2017 gender discrimination complaint against Goldman
11/21/2018
Mayer Brown’s global promotions hit seven-year high
The appointments are effective January 1, 2019.
11/21/2018
Four Partners Join King & Spalding with Regulatory Expertise from FINRA
All four partners served as senior attorneys with the Financial Industry Regulatory Authority (FINRA) Department of Enforcement.
11/21/2018
Brad Hearn named president of Prudential Advisors
Hearn holds an executive MBA from Arizona State University and a BS in finance from the University of Arizona.
11/21/2018
Weil Elects 11 New Partners and 10 New Counsel
The new partners and counsel are based in the Firm’s Frankfurt, London, New York and Silicon Valley offices.
11/20/2018
Goldman Sachs star dismissed 15-year veteran on maternity leave
In October 2016, weeks before she was scheduled to return, Mallory called her with some bad news: She was out of a job.
11/20/2018
Reginald Gilyard Joins CBRE Group, Inc. Board of Directors
Most recently, Mr. Gilyard served as Dean of the Argyros School of Business and Economics at Chapman University from 2012 to 2017.
11/19/2018
Jair Bolsonaro’s economic team gives wing to Brazil’s markets
The latest appointment of renowned banker Roberto Campos to head central bank helps cement pro-business bias
11/19/2018
DLA Piper adds entertainment and IP partner
He has previously served as a telecommunications policy specialist for the US Department of Commerce and will serve as part of the firm’s media, sport and entertainment sector.
11/16/2018
Uruguay wealth duo exits Puente
Puente offers local brokerage services as well as access to offshore products through an agreement with fund platform Pershing.
11/16/2018
Merrill Lynch Loses New Hire to wealth management firm
McDonald also had a stint as a professional golfer, having played on the PGA Tour in Canada, Latin America, and China, according to Viridian.
11/16/2018
BNY Mellon appoints Head of Operations
He brings over 20 years of operations leadership experience in complex financial services organizations.
11/16/2018
HighTower’s Weissbluth to Be Replaced by Charles Schwab-Fidelity Veteran?
Robert Oros is set to replace HighTower Advisors’ founder Elliot
11/15/2018
Goldman Sachs appoints new Florida, LatAm wealth head
Goldman Sachs Private Wealth Management mainly services Latin American clients through its Miami office, though it also has an office in São Paulo.
11/15/2018
UBS Hires Bankers for New Group Courting Pensions, Wealth Funds
Power, utilities, infrastructure group combining with sponsors
11/15/2018
Greenberg Traurig Continues Strategic Growth
Woolsey focuses his practice on his clients' most complex business transactions, including mergers and acquisitions, minority and control investments, joint ventures and fund formations.
11/13/2018
Raymond James grabs 12-person Wells Fargo team
Advisors from Financial Services & Investment Strategies Group in Mountain Home, Arkansas, declined a request for an interview.
11/12/2018
Goldman Sachs Appoints New Regional Head of Wealth Management
Barlick began his industry career at Goldman Sachs as well, in 2000, according to BrokerCheck, and joined the firm’s private wealth management unit in Miami in 2004, the company says.