10/08/2015
360 Wealth Management of Dallas Adds Director of Operations Sarah Pais
Large Hybrid RIA firm adds Director of Operations to further accelerate its growth.
People Moves
10/08/2015
Merrill Lynch Recruits Credit Suisse Team in Chicago
Credit Suisse brokers and outside recruiters expect the bank to sell its U.S. broker unit.
10/07/2015
Patton Albertson Miller Joins Focus
Founded in 2003, PAM primarily provides wealth management, investment management, business succession planning
10/07/2015
Lawrence Ng of LNG Management Joins Metamorphic Ventures Advisory Board
Lawrence is an entrepreneur, leading LNG Management, an asset management firm focusing on global opportunities in commercial real estate
10/06/2015
Robert Wood Johnson MD to Lead Sloan Foundation
Elizabeth Hewitt has been tapped to lead the $1.9 billion fund, replacing retiring CIO William Petersen.
10/06/2015
Boston Private Announces New Appointment to Board of Directors
She will provide our Company with insights that will help direct our trajectory in mobile banking, information security, overall customer facing applications, and big data, among other things.
10/05/2015
Nickolay Joins White Oaks Wealth as Financial Planner & Sr. Tax Associate
Laura Nickolay extensive knowledge and valued expertise to the White Oaks team and clients.
10/05/2015
Terri Spath Joins Sierra Investment Management as CIO
Ms. Spath will have a range of investment strategy responsibilities including market and economic analysis, portfolio allocation and building client solutions.
10/05/2015
Palos Management Adds Wakeham Pilot and Joseph Khoubbieh to the Portfolio Management Team
They are part of a multi-year effort to expand and deepen the Palos service offering.
10/05/2015
Principal Global Investors Hires Madelyn Antoncic as Executive Director Institutional Investment Solutions
She will also serve as a key conduit for developing asset solutions for the investment challenges of sovereign clients.
10/05/2015
Seix Investment Advisors LLC Hires Managing Director of Structured Capital Markets
Expanding the firm's CLO business is a strategic priority for both Seix and RidgeWorth
10/05/2015
Neuberger Berman Appoints Matthew Malloy Global Head Of Insurance Solutions
Insurance companies globally have unique needs that require a depth of investment expertise that comes from fundamental, bottoms-up, active management.
10/05/2015
Brian Fairhurst, Roger Goncalves join RBC Global as directors
Fairhurst joins from F-Squared Investments and has previously worked at BlackRock and iShares.
10/05/2015
Neuberger Berman Appoints Matthew Malloy Global Head Of Insurance Solutions
Mr. Malloy will lead efforts to deepen relationships with existing clients and to guide the firm's strategy for delivering general account advice and solutions to the global insurance client segment.
10/05/2015
Michael Liftik Named SEC Deputy Chief of Staff
Mr. Liftik became Senior Advisor to Chair Mary Jo White in April 2013
10/02/2015
Chatham Residents Join Chatham Wealth Management Team
Ryan has over 10 years financial services and credit rating agency experience.
10/02/2015
Ascent Private Capital Management Taps Moeller as Portfolio Manager
Moeller joins Ascent’s Investments team led by Joe Hinderer in Minneapolis.
10/01/2015
Kellie Neuhaus Promoted to Private Client Services Managing Director in Boston
Andersen Tax now has 134 Managing Directors in 18 locations in the U.S.
10/01/2015
Aventis Asset Management Hires Byers as Head of Business Development
Founded in 2006 by veteran commodities specialist and former CBOT floor trader Paul Kim, Aventis employs a fundamental, discretionary trading strategy
10/01/2015
Aventis Asset Management hires head of business development
Effective September 1, 2015, Byers is responsible for the strategic planning and implementation of all Business Development efforts for Aventis.