05/05/2015
UBS' head of wealth management to retire
Industry vet who helped engineer a turnaround in wirehouse's brokerage will be replaced by Brian Hull
People Moves
05/04/2015
Jupiter Fund Management announces directorate change
Bridget is currently President and Chief Executive Officer of First Eagle Investment Management, a privately owned US asset management firm with AUM of approximately $100bn in the retail and institutional markets.
05/04/2015
Mittleman Brothers appoints new Chief Compliance Officer
She replaces Shannon Brown as Chief Compliance Officer, who resigned from the company earlier this year to devote herself full-time to her family.
05/04/2015
Wells Fargo Corporate Banking appoints new head
He has led the Wells Fargo Energy Group within Corporate Banking since 2006.
05/01/2015
Comerica names new president
Longtime banking executive Curtis C. Farmer has been named president of Dallas-based Comerica Inc. and Comerica Bank
05/01/2015
OneWest appoints head of private banking
A Merrill Lynch executive responsible for the brokerage’s structured lending products has resigned to join regional bank OneWest Bank NA
05/01/2015
Morgan Stanley picks new co-heads for physical oil business-memo
Morgan Stanley has named two new co-heads of a physical oil trading business it plans to sell, according to an internal memo
05/01/2015
U.S. Trust’s investment management boosts team
He’s been with the Bank of America organization since 1998. In his new role he oversees the U.S. Trust offices in Greenwich, Hartford, New Haven, Stamford, West Hartford, Westport, Albany and Rochester.
04/30/2015
Frontier Wealth Lands 4 UBS Brokers Who Managed $750 Million
The team gives Kansas City, Missouri-based Frontier a big boost.
04/30/2015
Curtis C. Farmer takes reins as Comerica president
Ralph W. Babb Jr. was president, but he is passing the designation to Farmer.
04/30/2015
Bernanke joins Pimco
Ben Bernanke, former chairman of the U.S. Federal Reserve, will become a senior adviser to hedge fund Citadel Investment Group
04/30/2015
Everingham & Kerr boosts team
She has a diverse background in wealth management, operations, and private equity.
04/30/2015
Maitland expanding in to US market
The move is part of Maitland’s growth strategy, and comes after it acquired 100 percent of UK-based Phoenix Fund Services.
04/30/2015
Lazard Announces Financial Advisory Leadership Appointments
The appointments will drive the next phase of Lazard’s advisory growth plan, while delivering the highest quality advice to clients
04/30/2015
Cantor Fitzgerald Wealth Partners Continues Rapid Expansion with First Wirehouse Team
Credit Union Asset Strategy Group adds combined $1 billion in client assets and establishes first office in Michigan to serve the private wealth market
04/30/2015
Ariad CEO steps down amid hedge-fund pressure
Sarissa, for its part, agreed to withdraw a slate of candidates it had proposed for Ariad’s board and support the board’s own nominees.
04/30/2015
Lebenthal Wealth Advisors Joined by Veteran Portfolio Manager
Lebenthal Wealth Advisors, the wealth management division of Lebenthal Holdings, LLC, announced today that William K. Joseph has joined its wealth advisory unit
04/29/2015
JMP Group Names Co-Heads of Healthcare Investment Banking
Prior to joining JMP Securities in 2007, Mr. Stauder was a founder and managing member of EHS Securities
04/29/2015
AMG's assets gain 2% in first quarter on continued net inflows
Net inflows for the first quarter were $5.3 billion
04/29/2015
HSBC's Pascoe moves to group treasurer from DCM head
HSBC has appointed Bryan Pascoe as group treasurer, effective May 5