05/20/2015
Principal Names Nikko’s Pickerell to Board for Asset Management
Principal joins insurers adding asset managers to their boards as near-record-low interest rates pressure investment income.
People Moves
05/20/2015
Pioneer Investments Hires New Head of Business Development
He was an Infantry Officer in the US Army and has a B.A. in Economics from Wofford College.
05/20/2015
Two Join The Private Client Reserve Wealth Management, Banking Teams
The Private Client Reserve provides wealth management services to clients with $3 million or more in net worth
05/20/2015
Merrill Recruits Nearly $3B Broker Team from Morgan Stanley
A big-producing Morgan Stanley team of financial advisers has joined rival Merrill Lynch
05/20/2015
U.S. Bank shuffles advisers at top of Cincinnati wealth management unit
U.S. Bank has hired a top money manager from another Cincinnati bank and lost its new wealth management chief before he could start
05/20/2015
Baird Advisors Adds Experienced Municipal Investment Team
Baird Advisors, the institutional fixed income investment management division of Baird, announced that it has hired a nationally-recognized municipal investment team from BMO Global Asset Management
05/20/2015
Two Join The Private Client Reserve Wealth Management, Banking Teams
U.S. Bank Wealth Management has appointed Beth Curley Prestine as private banking management director and John Sylla as wealth management advisor at The Private Client Reserve in Madison, Wis
05/20/2015
LLBH Private Wealth Management Enhances Team
New Director to focus on global service offerings
05/20/2015
U.S. Bank names Jory Sandusky as managing director, Ascent Private Capital
Bank Wealth Management, a unit of U.S. Bancorp said Jory Sandusky has been named managing director
05/20/2015
RBC hires two advisers from Southwest Securities
The Brandenberger Group is one of the premier fixed income groups in Texas
05/20/2015
New York Life Names Blunt to Lead $540 Billion Investments Group
Pfaff plans to retire at the end of this year, the company said.
05/20/2015
Bank Overseer Lawsky to Exit With New York $6 Billion Richer
We have assembled a great team at NYDFS and I have full confidence that the critical work of this agency will continue seamlessly moving forward,” Lawsky said in a statement.
05/20/2015
CIBC Said To Withdraw From U.S. Credit Business With 11 Leaving
The Globe and Mail reported earlier Wednesday that the bank was moving some of its New York bond-trading operations to Canada.
05/20/2015
Janus Capital unit adds two new managing directors
Intech Investment Management, a subsidiary of Janus Capital Group, said it hired Andreea Georgiu and J. Bret Young to the new positions of managing director, business development.
05/19/2015
Steel Peak Wealth Management expands team
He also holds a Chartered Retirement Planning Counselor designation in addition to the Series 7, 66 and 24 licenses.
05/19/2015
William Blair Expands Private Wealth Management team in Boston
The firm works with affluent private investors, families, and entrepreneurs
05/19/2015
Investcorp Hires Chief Risk Officer for its Hedge Funds Business
will be responsible for monitoring the risks of investments made across the firm's Hedge Funds business including fund of funds, single managers, special opportunity and alternative beta portfolios.
05/19/2015
Carlos Mickan Named Vice Chairman of Pan-American Life Insurance Group
In addition to his role as Vice Chairman, Mr. Mickan will continue to oversee Pan-American Life’s financial operations as Chief Financial Officer which includes the investment and actuarial areas of the company, as well as administration and informa
05/18/2015
Barclays leveraged finance banker leaves for Nomura
She has also worked at CitiGroup Inc. and Lehman Brothers
05/18/2015
Morgan Stanley Names Financial Institutions Co-Head
Financial firms announced $664 billion of mergers and acquisitions last year