07/01/2015
Caspar Bentinck Joins Sandler O’Neill as Managing Director
Bentinck will provide strategic and financial advice to financial institutions, primarily those located in the Western United States.
People Moves
07/01/2015
U.S. Bank Wealth Management appoints Jim Kirk as adviser
Kirk joins U.S. Bank Wealth Management from Ameriprise Financial Inc where he was senior manager of wealth consulting service
07/01/2015
Bank of the West Taps Top Exec for Planned UHNW Unit
He will deliver services to ultrahigh-net-worth clients throughout the country. The new service offering is expected to formally launch this fall, the bank said.
06/30/2015
The Federal Reserve's Wall Street Critic Joins Barclays
Former President of the Federal Reserve Bank of Dallas, is joining Barclays as a senior advisor to provide insight into regulatory issues, markets, monetary policy and global trade.
06/30/2015
U.S. Bank Wealth Management names Andy Fent as adviser
The wealth management unit of U.S. Bancorp appointed Andy Fent as an adviser
06/30/2015
Barclays' EU loan trading head moves to New York
He will now be based in New York and will focus on high-yield bond trading.
06/30/2015
Raymond James Expands Financial Services Coverage with Multiple Capital Markets Hires
Raymond James is expanding its coverage of the Financial Services sector with the hiring of five investment bankers and a new head of origination and syndication in its Fixed Income division
06/30/2015
Goldman Sachs names new global commodities sales chief
She is currently head of commodities sales for the Americas and co-head of Latin American corporate sales, the memo obtained by Reuters showed.
06/30/2015
BNY Mellon appoints senior wealth director
She will report to BNY Mellon Wealth Management Managing Director Luis Castellanos
06/30/2015
Oppenheimer appoints new head of debt capital markets and syndication
He will be based out of Oppenheimer's New York headquarters and report to Robert S. Lowenthal, Senior Managing Director Global Head of Fixed income.
06/30/2015
SSG Capital Advisors Announces Team Additions, Honors
SSG Capital Advisors announced the addition of four investment banking professionals to their team, adding to the firm’s capabilities and capacity, and supporting the growth of its platform.
06/30/2015
Rokos Hires Nomura Economist Cailloux Before Hedge Fund Startup
Chris Rokos, a former top trader at Brevan Howard Asset Management, hired economist Jacques Cailloux from Nomura Holdings Plc to help start his new hedge fund.
06/30/2015
J.P. Morgan appoints New Head of Defined Contribution for Global Strategic Relationships
He previously led relationship management initiatives across all product lines for some of the Capital Group's largest distribution partners, including Fidelity, Vanguard, T. Rowe Price, Pershing and TD Ameritrade.
06/29/2015
KBK Wealth Management Launches 'Developing Advisor Program'
The future of our business and industry depends on the next generation of advisers being technically proficient and able to function as a business owner.
06/29/2015
Bank of the West appoints UHNW Business head
Under his leadership Bank of the West Wealth Management Group will deliver customized solutions to ultra high net worth clients throughout the United States.
06/29/2015
Community West Bancshares boosts board of directors
Community West Bancshares, the parent company of Community West Bank today announced that James W. Lokey has been appointed to its Board of Directors and to the Board of Directors of Community West Bank, the Company's wholly owned subsidiary.
06/29/2015
Banking Executive Joins Marakon Management Consulting at Charles River Associates
TT Badrinath Further Expands Marakon’s Offering in the Financial Services Sector
06/29/2015
New York Life Hires Blackstone’s Gelb for Private-Equity Role
New York Life Insurance Co. hired former Blackstone Group LP Senior Vice President Sean D. Gelb as chief financial officer
06/29/2015
Deutsche Asset & Wealth Management Loses $3.25B mega team to Dynasty
The latest recruits dwarf the largest team Dynasty recruited so far this year: a Morgan Stanley team that managed $800 million.
06/26/2015
Former Hedgie Joins Robertson Stephens Advisors
Mr. Arella has over 20 years industry experience in executive management