04/27/2015
TCW Hires Former Standard Chartered Market-Maker
Former Standard Chartered Market-Maker Brings More Than a Decade of Experience in Foreign Exchange and Interest Rates
People Moves
04/27/2015
Former Goldman Sachs Family Office Advisor Joins LeoGroup
The arrival of Eric coincides with LeoGroup's current expansion of the firm's capabilities to service ultra-affluent individuals within LeoGroup's Multi-Family Office platform.
04/24/2015
Waddell & Reed Names Chief Regulatory Officer
He will oversee the compliance process for Waddell & Reed’s financial advisors sales channel as well as its Ivy Funds wholesaling activities.
04/24/2015
Wells Fargo Nabs Two Barclays Advisers
In a statement, Ms. Clancy said Wells Fargo’s “strength” and “stability” helped to land them at the firm, which has 15,134 advisers managing $1.4 trillion in assets.
04/23/2015
RBC hires two advisers from UBS
RBC said on Monday it hired three Morgan Stanley financial advisers
04/23/2015
Advisors Ahead Founder Craig Pfeiffer To Be New MMI President
Craig is an industry veteran with extensive relationships and throughout his career
04/22/2015
HighTower Recruits $500M Advisor From Oppenheimer
She joins HighTower, establishing the firm's third practice in the New England region
04/22/2015
Top 4 global accounting firm names 1st female CEO
"I'm excited to team with our incredibly talented people, as we work closely with companies and other organizations to help them address their most complex challenges and opportunities," Doughtie said in a statement. A 30-year KPMG employ
04/22/2015
Laidlaw & Co. Announces Expansion of Healthcare Capital Markets Team
Kris brings deep relationships in the healthcare financial community
04/22/2015
$244M Team Jumps From Morgan to Wells
The three advisors moved to Morgan Stanley in 2008
04/22/2015
New Chair of the Banking Commission of the International Chamber of Commerce
At Deutsche Bank's Global Transaction Banking (GTB) division he is Managing Director and Head of Trade Finance and Cash Management Corporates for Europe, the Middle East and Africa
04/22/2015
U. California Loses Hedge Fund Chief, Looks to Recruit
Choi’s departure—scheduled for July 1—will end her decade-long leadership of the now-$6 billion portfolio, putting the managing director role up for grabs.
04/22/2015
Thomson Reuters names wealth management MD
In his new role, David will lead the Thomson Reuters North American Wealth Management business
04/21/2015
BofA Names Global Energy Head After Coben Departs
Bank of America Corp. named Julian Mylchreest as the sole head of its global power and energy banking business
04/21/2015
Star Houston hedge fund founder steps down
Assuming Coolidge's place is Eric Bass, an Enron alumnus whom Coolidge personally hired in 2008 as a trader
04/21/2015
AMG Appoints boosts Board of Directors
William J. Nutt to Retire from the Board
04/21/2015
Halbert Hargrove Appoints industry vet as Co-Chief Investment Officer
Financial advisory firm has announced the appointment of industry veteran, Randall Lert to co-chief investment officer
04/21/2015
Piper Jaffray Snags Sterne Agee Banking Analysts
A pair of senior banking analysts has left Sterne Agee to join Piper Jaffray.
04/21/2015
Aegon Asset Management Announces new U.S. Head of Distribution
Aegon Asset Management announced today the appointment of Tom Neukranz as U.S. Head of Distribution
04/21/2015
RBC hires three advisers from Morgan Stanley
RBC Wealth Management, part of Royal Bank of Canada, hired three Morgan Stanley financial advisers at a suburban Pittsburgh brokerage office