09/10/2015
Fired $2.5 billion Merrill adviser finds home at Wells Fargo
Marc D. Lowe, terminated over alleged “inappropriate workplace behavior,” joins Wells' employee channel
People Moves
09/10/2015
Fiduciary Trust appoints Chief Marketing Officer
He graduated Phi Beta Kappa with an A.B. in Economics from Dartmouth College
09/10/2015
BMO hires Geoff Roberts for acquisitions and divestitures
Roberts is a petroleum engineer with over 30 years of industry experience
09/10/2015
RA Capital Adds Three Executives To Strategic Roles
Prior to joining RA Capital, Wolf was CFO at HighVista Strategies for more than 10 years
09/10/2015
Anthony Cruz Joins Lenox Advisors in Chicago
Anthony will work with a team of Lenox professionals to develop and implement financial solutions that are in direct alignment with each client's objectives.
09/10/2015
Mizuho Continues Expansion of Capital Markets Platform With Senior Appointment to U.S. Private Placements Business
He spent the majority of his career with J.P. Morgan, where he held a number of senior positions in the debt private placement group, including serving as Global Head of the Debt Private Placement business for the last five years.
09/10/2015
Blue Point Capital Partners Adds Three to Cleveland Team, Announces Retirement of CFO Lisa Root
He brings more than 15 years of experience spanning multiple facets of the financial services industry.
09/09/2015
MIRAE Asset Global Investments Grows Equity Analyst Team in U.S.
Mirae Asset applies an extensive bottom-up fundamental approach to construct high-conviction, concentrated portfolios
09/09/2015
Deutsche Hires Exec in Private Bank's Expansion
In the past decade, Deutsche has made several hires in order to expand its private bank in Latin America, Texas and Miami, according to statements from the firm.
09/09/2015
Bank of the West Builds Wealth Management Team in Las Vegas
She joined Bank of the West as senior trust officer for its Wealth Management team in Las Vegas.
09/09/2015
Keefe, Bruyette & Woods Bolsters Insurance Practice with Key Personnel Appointment
Based in New York, Mr. Chawhan will work alongside Seth Bair and Joseph Beebe, KBW’s Co-Heads of Insurance Investment Banking
09/09/2015
Goldman Sachs’ Merchant Banking hires advisor
Former Chairman and Chief Executive Officer of United Technologies Corp., retired in November 2014 after 22 years with the company.
09/09/2015
UBS Hires 4 Financial Advisors From JPMorgan Chase
UBS Group AG's Wealth Management Americas said it hired a team of four financial advisers with about $6 billion in assets under management from JPMorgan Chase & Co.
09/09/2015
Armas to head GSAM insurance fixed income
He succeeds John Melvin who has left to join Hartford Investment Management Company
09/09/2015
J.P. Morgan Adviser Overseeing Nearly $2 Billion Joins Wells Fargo
Christopher Hill joins brokerage’s Miami branch
09/09/2015
BNY Mellon expands wealth management office in Los Angeles
He has more than 16 years of experience in the financial services industry
09/09/2015
Mackenzie Investments names head of U.S. institutional sales
Mr. McMahon focuses on Mackenzie’s institutional strategies, initially concentrating on global and international growth equity, global natural resources and global value equity.
09/09/2015
Merrill Team Departs to Offer Family-Office Services
A lot of advisers are looking for more ways to differentiate themselves
09/09/2015
Jim Fitzpatrick Named President of NICSA
As President, Jim will lead the respected organization through the next phase of growth
09/09/2015
Investacorp adds Michael Nobile, Scott Hinchey, Michael McCabe, and David Tauber with a combined AUM of $250 million in Client Assets
They have a combined AUM of $250 million and maintain three different offices in Connecticut.