12/19/2018
Prio Wealth Appoints Melissa Mattison Chief Operating Officer
Boston based RIA expands executive team to facilitate future growth
People Moves
12/19/2018
Merrill Lynch Loses FAs to These Key Rivals
His practice serves high-net-worth families and individuals, including business owners and corporate executives, Raymond James says.
12/19/2018
Leung joins State Street algo team
Mary Leung moves to the bank from Deutsche Bank
12/18/2018
RBC Grabs Three Teams Managing $1.3 Billion, FA Skates Back to UBS
In addition to hoping that Wenkus can retain some of his former team’s clients, UBS apparently prizes his skating skills.
12/18/2018
Apex appoints former KPMG partner to drive US private equity sales
Emmanuel Tuffuor will help develop both Apex’s private equity administration offering in Northern America and build out its tax service capabilities globally.
12/18/2018
Lyxor names new head of business development for U.S. business
Mr. Rizzuto joined Lyxor from the firm's parent company, Societe Generale, where he was head of capital introductions Americas.
12/18/2018
Exchange Bank Expands Trust & Investment Management Services
The acquisition is part of Exchange Bank’s expansion of trust and investment services into the Sacramento area. All three will be located in Exchange Bank’s Roseville office.
12/18/2018
Northern Trust Promotes Wealth Management Exec
She joined Northern Trust in 2000, became president of the Los Angeles region in 2009 and was promoted to president of the Southern California region last year, according to the press release.
12/18/2018
US bond boutique names EMD chief as co-CIO
His appointment comes amid wider changes and long-term succession planning at the firm.
12/17/2018
Rockefeller Capital Management expands team
Prior to Merrill Lynch, Grosso joined Robertson Stephens in 1999 to manage the Venture Services Group
12/14/2018
Pimco expands LatAm wealth team with Natixis hire
Before joining Pimco, Arias Kluge worked at Natixis' Bogotá office for about nine months as a sales manager for the Andean region.
12/14/2018
Alex Kozhemiakin Joins Macquarie Investment Management as Head of Emerging Markets Debt
He reports to Brett Lewthwaite, global co-head of fixed income for Macquarie Investment Management.
12/14/2018
Mizuho Hires Stancel Riley as Head of Financial Sponsors Group
He has 20 years of investment banking experience
12/14/2018
Atria Wealth Solutions Adds Key Executives for Growth Plans
As we enter an important growth phase of our firm, the story of how we’re doing things very differently from others in our industry
12/14/2018
Barclays International Announces New Managing Directors
The following individuals from across Barclays International have been promoted to Managing Director.
12/13/2018
John Rogers Named President & COO At Veracity Capital
Experienced Leadership with Operational Efficiency, Advisor Support to Provide Best Client Outcomes, Fiduciary Focus
12/12/2018
NYC Appoints Former White House Private Equity Expert as CIO
Alex Doñe will provide direct investment advice to the five New York City Retirement Systems.
12/12/2018
RBC GAM adds to responsible investing team
Homer will also support the fixed income investment teams with developing innovative impact investment capabilities at the firm.
12/12/2018
Patterson Belknap Announces Six New Partners and Two Counsel
Below are brief biographies for the eight promoted attorneys.
12/12/2018
BBVA Compass names new wealth head
The reorganization resulted in BBVA Compass’ investment and insurance business lines coming under a single unit called Investment Services.