05/15/2019
B. Riley Adds New Hires to Affiliated Companies
His financial advisory practice is centered around asset allocation strategies with a focus on fixed income, equities, MLPs, private equity and private credit investments.
People Moves
05/15/2019
Shearman Brings On Former FINRA Enforcement Director
She obtained her J.D. from New York University School of Law and a B.A. from Queens College, City University of New York.
05/14/2019
Greg Ruiz to Lead CalPERS Private Equity
Many of the founders at Altamont Capital Partners came from Golden Gate Capital.
05/14/2019
Caspian Appoints Bletchley Park Asset Management’s Lewis Fellas as Advisor
During his career, Fellas has also worked as a portfolio manager at flagship Hedge Funds, Segantii Capital Management
05/14/2019
BPL Global recruits Donnie DiCarlo to bolster US presence
Known primarily for his work developing capital relief-driven solutions
05/13/2019
UBS Loses Half-Billion Team
“That may mean using acquisition, bringing advisors from large wirehouse firms, or bringing on independents. We are open to any avenue of talent.”
05/13/2019
Pictet Nabs Julius Baer Banker
Phua is the first Julius Baer banker to jump to Pictet in Asia.
05/13/2019
Wells Fargo Loses $331M Team to Raymond James
Jackson started his industry career at Wells Fargo in 2002 as a private banker and joined Hallick and Spell’s team as a financial advisor in 2012, Raymond James says.
05/13/2019
B. Riley Makes Significant Wealth Management Hires
“The diverse investment platform and expanded reach available through our affiliates, combined with the evident culture that manifests here, makes all of us uniquely positioned to deliver end-to-end solutions that meet our clients’ needs.
05/13/2019
Former Vice President of The Blackstone Group Joins Kayne Anderson Rudnick
Kevin O'Regan Hired as Senior Wealth Advisor for Wealth Management Firm's Northeast Region
05/10/2019
US in the news: Wealth manager makes triple hire
A round-up of the latest people moves and M&A deals in North America
05/10/2019
Alex Mason Joins FTV Capital as Partner
He had a successful track record investing in high growth enterprise technology, financial services and health care companies
05/10/2019
Nobel Prize-Winner Joins Bond Fund Giant
He is also a Co-Founder and Partner at Fuller & Thaler Asset Management, which uses behavioral finance to manage portfolios of small-cap U.S. equities.
05/10/2019
HarbourVest Partners appoints MD
Prior to joining HarbourVest, he was CCO at Vanguard Global Advisors
05/10/2019
Janus Henderson Investors hires ex-Blackrock MD for a global head of distribution
Cain brings over 30 years’ industry experience. She was most recently at BlackRock where she served as U.S. and global head of institutional clients, iShares.
05/09/2019
Raymond James recruits longtime Arvest wealth managers
Ward did not disclose the amount of assets managed by the three advisers while at AWM, and those assets don’t necessarily follow them to Raymond James.
05/09/2019
BNY Mellon Names Subhankar Sinha as Head of Blockchain
She will focus on developing partnerships with startups, accelerators, incubators and business partners to drive enterprise innovation and build ecosystems for all BNY Mellon blockchain initiatives.
05/09/2019
BNY Mellon's Pershing names new CEO
He will also join BNY Mellon’s executive committee.
05/08/2019
Financial Advisory, Restructuring, And Valuation Expert Marti P. Murray Joins The Brattle Group's New York Office
While at Murray Capital, she played an active leadership role in numerous high-profile restructurings and litigations; her clients included Fortune 500 pension funds, university endowments, private foundations, funds of funds, and high net worth individua
05/08/2019
Elaine Powell Joins Rockefeller Capital
She will start with Rockefeller in August 2019