10/16/2018
Fund Files: T. Rowe promotes PM; Goldman manager shuffle
As of June 30, Giroux manages about $47 billion for individual and institutional investors.
10/16/2018
As of June 30, Giroux manages about $47 billion for individual and institutional investors.
10/16/2018
The Fund Banking Division will be based in Midtown Manhattan.
10/12/2018
Carey was instrumental in Broadridge’s multi-asset platform investments around Global Post-Trade Management, and he led the creation of Broadridge’s Eurasian utility capabilities.
10/11/2018
He worked with prosecutors in U.S. Attorney’s Offices across the country on high-level cases, and with corporations, in-house attorneys and outside counsel in a wide array of industries to promote cybersecurity awareness, encourage cooperation in in
10/11/2018
Prior to joining Treliant, Greg was a Managing Director of PwC’s Financial Services Advisory Practice
10/11/2018
So far this year, more than 230 advisors managing over $26 billion in client assets have left the company to join rival firms, according to FINRA BrokerCheck data and company announcements.
10/11/2018
Amundi Pioneer managed $87 billion in assets as of June 30.
10/11/2018
New hire brings vast industry experience and thought leadership in tax regulation to lead regulatory oversight for leading cost basis and tax reporting platform.
10/10/2018
Baird has added 40 financial advisers to the group since the start of the year.
10/10/2018
His responsibilities for Iberia have been handed to Nabil El-Asmar Delgado, who was hired from Belgian group Candriam where he was country head for Iberia.
10/10/2018
A spokesman for LPL didn’t return the publication’s request for comment on Hodgens’ appointment.
10/10/2018
Dorsey & Whitney announced today that its Policy Committee has appointed William R. Stoeri to serve as the Firm's Managing Partner.
10/09/2018
René Marty has over 25 years’ experience in the financial industry, most of which spent dealing with North American clients.
10/09/2018
He has 27 years of experience in the wealth management industry and joins Rockefeller from the family office Goodrich, LLC
10/09/2018
Merrill Lynch has lost several veteran advisors in recent weeks.
10/08/2018
Dubiel is the latest senior hire for Rockefeller Wealth Management since the Firm relaunched in March
10/05/2018
An advisor and a team join from Wells Fargo.
10/05/2018
The hires come at a rather tumultuous time for Nomura, which is still trying to make good out of its decade-old acquisition of Lehman Brothers’ European investment banking business.
10/05/2018
Jonathan Napper, who joins Cushman as executive managing director, was also formerly with Eastdil Secured.
10/05/2018
He joins as the firm looks to bring one of its vehicles to Colombia and Mexico, and as it eyes the launch of a robo-advisor.