11/07/2014
High-profile brokers depart Merrill Lynch wealth management
A number of high-profile brokers have left Bank of America Corp's Merrill Lynch wealth management unit in recent weeks, and top executives at the company have grown concerned enough to ask business head John Thiel to explain the departures
11/07/2014
The New York-based firm manages $70.8 billion in assets
11/06/2014
Morgan Stanley boosts emerging markets team
He’ll be based in New York and report to Michael Kushma, 57, chief investment officer for fixed-income.
11/05/2014
Former RBC President joins the Board of Directors of BCE
His unparalleled experience as chief executive of Canada's largest financial institution, and his renowned commitment to sound corporate governance and strong risk management practices, will be tremendous assets to BCE shareholders," said Tom O&
11/05/2014
Bank of Nova Scotia said Tuesday it will take $451-million in restructuring and other charges, surprising analysts who characterized the overhaul as unusual outside a crisis period and something that could weigh on the valuation of other Canadian banks.
11/05/2014
Barclays Loses Advisor to Deutsche Asset & Wealth Management
Deutsche has been on a recruiting push as part of its plans to build up its wealth management business
11/05/2014
European multi-asset house AXA Investment Managers has added a new chief to its US client group as part of a swift and aggressive drive into the American market.
11/05/2014
Portnoy will use his broad investing, research, and writing experience to develop new investment educational and solutions-oriented content for financial advisors and clients who invest in Virtus offerings, including the Virtus Mutual Funds.
11/05/2014
He has assisted transactions in the business services, consumer, industrials, healthcare, and technology sectors.
11/04/2014
Garcia-Saladrigas, who will report to Managing Director Luis Castellanos, joined from J.P. Morgan Chase & Co where he was a private banker
11/04/2014
Highland Capital Management Appoints Managing Director of National Accounts for the Independent Broker Dealer Channel
Ms. Martin is considered one of the best national account representatives in the business
11/04/2014
Mr. Seidner will return to the firm in a new role as Chief Investment Officer
11/04/2014
A Merrill spokeswoman confirmed that both the Miami group and George left the firm
11/04/2014
BMO Names Hoffmeister as Global Investment-Banking Head
Bank of Montreal named Perry Hoffmeister global head of investment and corporate banking of its BMO Capital Markets unit.
11/03/2014
We are delighted that Ms. Miscik has joined our Board
10/31/2014
He was previously a managing director at Apheta Business Management, joined last month, BNY Mellon said in a statement.
10/31/2014
The build-out of BNY Mellon's wealth management leadership team in Florida continues in full swing.
10/31/2014
Jeremie Banet, who left Pimco to operate a food truck selling croque-monsieur sandwiches in Los Angeles, is returning to Pacific Investment Management Co next week as an executive vice president and portfolio manager.
10/31/2014
New Leader of Deloitte's Banking and Securities Team named
He succeeds Bob Contri, a vice chairman of Deloitte LLP, who was named to the role in 2010 and retains his position as Deloitte's national financial services industry leader. Contri also spearheads a number of significant client and relationship effo
10/31/2014
In 2009, Raymond James reported its U.S.-based sales force rose by 300 advisers to a net total of 4,781 financial advisers from the year before.