Managers of Wealth Americas

Barclays hires semiconductor banker from Bank of America

Barclays already has a strong practice in semiconductors

Former Conn. U.S. Attorney Hired by Previously Sanctioned Investment Firm

The new firm, like SAC Capital, is run by Steven Cohen, who still faces a civil lawsuit by the U.S. Securities and Exchange Commission, which alleges that Cohen failed to supervise the employees who were later found guilty of insider trading. He has denie

LPL Names Wright to New CTO Slot

The new IBD executive reports to Chief Information Officer Victor Fetter

Bank of America Merrill Lynch Hires Tech Banker

Bank of America Merrill Lynch has hired Bill Frauenhofer, a longtime adviser to chip-making companies, as its head of global semiconductor investment banking

Pioneer Investments appoints new head of U.S. equity research

Mr. Sterling is responsible for managing Pioneer’s team of 14 U.S. equity research analysts based in Boston. On May 29, he will become a portfolio manager on the firm’s research-based equity strategies.

Former Bank of America Assistant General Counsel Monica Thompson Joins McGlinchey Stafford

McGlinchey Stafford PLLC is pleased to announce the addition of Monica S. Thompson as Of Counsel in its Consumer Financial Services group in the firm’s Dallas office

Baker Tilly Expands Business Information Systems Practice Focused on Government Contractors

Susan Eggleston will bring seventeen years of Deltek product experience to Baker Tilly

Independent Financial GroupnExpands Wealth Management Division

Independent Financial Group announced today the addition of Kian Rafia as Senior Vice President of Wealth Management. Mr. Rafia will be responsible for the strategy and development of IFG's advisory products.

Fifth Street Asset Management appoints new MD

He will be responsible for driving growth across Fifth Street's businesses, specifically focusing on expanding its growing structured credit products platform

Jack Webb retires from NBT executive team

Having Jack on our leadership team for the last two years has been a tremendous asset to NBT

SEC taps veteran SEC lawyer to oversee asset management unit

The SEC's Division of Investment Management is in charge of writing rules for mutual funds, exchange-traded funds, hedge funds and private equity funds.

Sabadell United Bank appoints Regional Presidents

Scott Kellett of Naples, Orlando Roche of Miami, and Debra Vasilopoulos of Palm Beach have been promoted to Regional Presidents of Sabadell United Bank

Deutsche AWM boosts NYC team

He joins ARA with more than 20 years of experience in macroeconomic and financial analysis. Most recently, he served as a Senior Vice President in Investment Strategy & Research at American Realty Capital Properties, where he was responsible for de

Goldman Sachs Clean-Tech Banker Bernstein to Retire From Firm

Goldman Sachs Group Inc. said Stuart Bernstein, head of the clean technology and renewables and the venture capital coverage groups, is retiring from the firm after 24 years

Merriman Capital adds Managing Director to the Capital Markets Advisory Group

Gary was one of the early employees at Merriman Capital. He originally joined the company in March 2002 and returned in January 2015.

UBS Promotes Its Own to Replace Exec

UBS' Bob Mulholland, head of the firm's Client Advisory Group, is retiring

Eaton Vance Expands Global Equity Team

Upcoming Appointments of Christopher M. Dyer, CFA, as Director, Global Equity and Aidan M. Farrell as Global Small Cap Portfolio Manager

T. Rowe Price CEO to retire, replacement named

The CEO and president of T. Rowe Price announced will step down at the end of the year

Canaccord Genuity Expands Global REIT Capability

Based in the firm's New York and San Francisco offices, the team brings extensive investment banking, advisory, equity research and sales trading capability to the group

MarketCounsel Hires Veteran RIA Industry Executives

In addition to hiring Morris and Powell, MarketCounsel also added two additional team members

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