09/14/2015
Robert Cohen and Joseph Sansone Named Market Abuse Unit Co-Chiefs
He also supervised the first cases charging violations of the Market Access Rule.
People Moves
09/14/2015
SocGen announces new CEO of Americas business
Societe Generale Group has announced the appointment of Slawomir Krupa as Chief Executive Officer for Societe Generale Americas, effective January 1st 2016.
09/14/2015
Rockefeller & Co. Appoints John Pettenati As A Managing Director
Mr. Pettenati will be heading a new business development effort at Rockefeller & Co., with a specific mandate to expand the firm's interface with the New York metropolitan area and beyond.
09/14/2015
Fiera Capital expands leadership team with new additions
Canadian investment firm Fiera Capital Corp has appointed John Valentini as executive vice president and chief financial officer.
09/13/2015
Two advisers depart elite Private Banking and Investment Group
A spokeswoman did not respond to a request for comment.
09/13/2015
Greg Levenson returns from fighter pilot duties to head family-owned bank
On the site of the old Huning Castle apartments on Central Avenue, the bank is just steps away from lawns where children play
09/13/2015
Heckert named president of Million Dollar Round Table
Heckert will lead the association of more than 42,000 international members for a one-year term, effective Sept. 1.
09/11/2015
Berkshire Bank hires five for wealth management team
All the appointments are effective immediately.
09/11/2015
Kirk Buese appointed CIO of Aegon USA Investment Management
Kirk has more than 25 years' experience in fixed income, equity and derivatives investment management
09/11/2015
Chris Moloney Appointed CEO of Gremln, the Digital Marketing and Social Media Technology Company
It is an exciting time to be part of this digital and social media revolution
09/11/2015
Richard Thompson joins Mizuho Bank as senior vice president
He has over 20 years of experience in investment banking and debt private placement.
09/11/2015
Donna Dellosso Named Chief Risk Officer for the Americas for MUFG Americas Holdings Corporation
Donna emerged as our top choice after a thorough international search and a rigorous interview process
09/11/2015
Canaccord Genuity Group names new President and CEO
Dan Daviau has a proven track record as a highly successful investment banker
09/10/2015
Citizens Bank Names President, Wealth Management
He also previously served in a variety of wealth and investment management leadership roles over the course of 15 years at Bank of America
09/10/2015
J.P. Morgan Asset Management bolsters emerging markets debt team
She is based in London and reports to Mr. Lambert.
09/10/2015
Fired $2.5 billion Merrill adviser finds home at Wells Fargo
Marc D. Lowe, terminated over alleged “inappropriate workplace behavior,” joins Wells' employee channel
09/10/2015
Fiduciary Trust appoints Chief Marketing Officer
He graduated Phi Beta Kappa with an A.B. in Economics from Dartmouth College
09/10/2015
BMO hires Geoff Roberts for acquisitions and divestitures
Roberts is a petroleum engineer with over 30 years of industry experience
09/10/2015
RA Capital Adds Three Executives To Strategic Roles
Prior to joining RA Capital, Wolf was CFO at HighVista Strategies for more than 10 years
09/10/2015
Anthony Cruz Joins Lenox Advisors in Chicago
Anthony will work with a team of Lenox professionals to develop and implement financial solutions that are in direct alignment with each client's objectives.