05/26/2016
Five Additions Announced to Janney’s Fixed Income Team
“The knowledge and leadership of these professionals enhances our core competencies and strengthens our commitment to provide outstanding service to our clients.”
People Moves
05/25/2016
HIG Capital Managing Director Said to Depart New York Office
A representative for HIG didn’t respond to e-mail requests seeking comment.
05/25/2016
BofA Loses Merrill Veterans Cummings, Chapin as Vice Chairmen
The ranks of former top Merrill Lynch executives at Bank of America have thinned after some departed for competitors or were replaced by managers from other Wall Street firms.
05/25/2016
Exclusive: Itaú to appoint Ferraz as head of U.S.-based asset manager
The unit invests in Latin American equities, U.S. debt and funds of funds for Itaú's Brazil-based and overseas clients.
05/25/2016
SS&C Unveils New SS&C Advent Executive Team
The appointments balance continuity in key positions with the elevation of the next generation of leaders.
05/25/2016
Sadis & Goldberg LLP Announces the Election of Yelena Maltser to Partnership
She also advises clients on structuring the management entities to such funds.
05/24/2016
BNY Mellon Wealth Management ramps up in the West
The duo reports to David Emmes, president of U.S. Markets-West.
05/24/2016
Raymond James picks up $280 million adviser in Chicago
Alan Lazzara brought in $1.7 million in annual fees and commissions while a partner at William Blair
05/24/2016
NFA CEO Daniel Roth to retire
NFA President and CEO Daniel Roth has announced his plan to retire in the coming year.
05/24/2016
Aqueduct Capital Names Head of Investments
His new role at Aqueduct will be working in collaboration with partners Tom Roupe, Frank Edwards and Steve Lessing.
05/24/2016
Instinet Names President of its U.S. Brokerage division
He joined Instinet in 2012 when the Nomura Group repositioned certain Equities businesses into Instinet Incorporated’s platform.
05/22/2016
Management Shakeup at The Carlyle Group
He will be succeeded by Kewsong Lee, who also will maintain his role as deputy chief investment officer for global private equity.
05/20/2016
Union Bank bulks up private wealth management team
All three hires joined as private wealth advisers.
05/20/2016
BNY Mellon names Robert Kricena wealth management's regional president
The firm also said Shannon Kennedy will additionally lead its southwest offices.
05/20/2016
BlackRock Taps CPPIB's Wiseman As Global Active Equity Head
Wiseman joins BlackRock from CPPIB, where he has served as president & CEO since 2012.
05/20/2016
Former Morgan Stanley Exec Joins Rubicon Fund Management in Senior Role
Morgan Stanley's winnowed FX unit has led to a number of appointments elsewhere with Anna Sands joining Rubicon Fund Management.
05/20/2016
Baker Tilly Names Gary Peric State and Local Tax Leader
He has been a managing partner and led SALT practices for large, international accounting and advisory firms.
05/20/2016
CPPIB Wiseman Goes to BlackRock, Machin Becomes CEO of CPPIB
Wiseman will also assist BlackRock Alternative Investors.
05/19/2016
Baum joins Janney as wealth management EVP
Baum had been executive vice president at BPU Investment Management Inc. and previously was a senior vice president at Smith Barney Inc.
05/19/2016
Union Bank Adds Trio to Private Wealth Management Team
Their advisory activity will include providing clients with tailored solutions focused on their goals and working closely with them to implement agreed strategies.