07/01/2015
Merrill Lynch nabs three more brokers from Barclays
U.S. investment bank Stifel Financial Corp confirmed it would buy Barclays wealth unit earlier this month.
People Moves
07/01/2015
Leaper Leaves DST, Launches PanoVista.co
Leaper is serving as president of the new company, whose services include big data implementation, data science, data governance, fixed-income attribution, global equity research and collateral management.
07/01/2015
EY promotes 753 new partners worldwide
This year, EY added a record number of women to its ranks of partners, accounting for more than 30% of the promotions and an increase of 33% compared to 2014.
07/01/2015
Oyster Hires Former RBC Capital Markets General Counsel
The move continues Oyster's expansion as a regulatory and compliance leader, enhancing its ability to help broker-dealers, exchanges, and investment advisors respond to increasing SEC and FINRA expectations regarding trading and conduct rules.
07/01/2015
The Private Bank by Nevada State Bank boosts team
The Private Bank by Nevada State Bank has brought veteran private banker Rich Justiana to the team
07/01/2015
Bank of America Merrill Lynch hires Martin Siah to head Asia real estate investment banking and Singapore investment banking
A BAML spokeswoman declined to comment on the appointment.
07/01/2015
Standard Life Investments appoints North America senior investment specialist
Thomas J. Coleman joined Standard Life Investments as North America senior investment specialist
07/01/2015
Caspar Bentinck Joins Sandler O’Neill as Managing Director
Bentinck will provide strategic and financial advice to financial institutions, primarily those located in the Western United States.
07/01/2015
U.S. Bank Wealth Management appoints Jim Kirk as adviser
Kirk joins U.S. Bank Wealth Management from Ameriprise Financial Inc where he was senior manager of wealth consulting service
07/01/2015
Bank of the West Taps Top Exec for Planned UHNW Unit
He will deliver services to ultrahigh-net-worth clients throughout the country. The new service offering is expected to formally launch this fall, the bank said.
06/30/2015
The Federal Reserve's Wall Street Critic Joins Barclays
Former President of the Federal Reserve Bank of Dallas, is joining Barclays as a senior advisor to provide insight into regulatory issues, markets, monetary policy and global trade.
06/30/2015
U.S. Bank Wealth Management names Andy Fent as adviser
The wealth management unit of U.S. Bancorp appointed Andy Fent as an adviser
06/30/2015
Barclays' EU loan trading head moves to New York
He will now be based in New York and will focus on high-yield bond trading.
06/30/2015
Raymond James Expands Financial Services Coverage with Multiple Capital Markets Hires
Raymond James is expanding its coverage of the Financial Services sector with the hiring of five investment bankers and a new head of origination and syndication in its Fixed Income division
06/30/2015
Goldman Sachs names new global commodities sales chief
She is currently head of commodities sales for the Americas and co-head of Latin American corporate sales, the memo obtained by Reuters showed.
06/30/2015
BNY Mellon appoints senior wealth director
She will report to BNY Mellon Wealth Management Managing Director Luis Castellanos
06/30/2015
Oppenheimer appoints new head of debt capital markets and syndication
He will be based out of Oppenheimer's New York headquarters and report to Robert S. Lowenthal, Senior Managing Director Global Head of Fixed income.
06/30/2015
SSG Capital Advisors Announces Team Additions, Honors
SSG Capital Advisors announced the addition of four investment banking professionals to their team, adding to the firm’s capabilities and capacity, and supporting the growth of its platform.
06/30/2015
Rokos Hires Nomura Economist Cailloux Before Hedge Fund Startup
Chris Rokos, a former top trader at Brevan Howard Asset Management, hired economist Jacques Cailloux from Nomura Holdings Plc to help start his new hedge fund.
06/30/2015
J.P. Morgan appoints New Head of Defined Contribution for Global Strategic Relationships
He previously led relationship management initiatives across all product lines for some of the Capital Group's largest distribution partners, including Fidelity, Vanguard, T. Rowe Price, Pershing and TD Ameritrade.