05/08/2015
SEC taps veteran SEC lawyer to oversee asset management unit
The SEC's Division of Investment Management is in charge of writing rules for mutual funds, exchange-traded funds, hedge funds and private equity funds.
People Moves
05/07/2015
Sabadell United Bank appoints Regional Presidents
Scott Kellett of Naples, Orlando Roche of Miami, and Debra Vasilopoulos of Palm Beach have been promoted to Regional Presidents of Sabadell United Bank
05/07/2015
Deutsche AWM boosts NYC team
He joins ARA with more than 20 years of experience in macroeconomic and financial analysis. Most recently, he served as a Senior Vice President in Investment Strategy & Research at American Realty Capital Properties, where he was responsible for de
05/07/2015
Goldman Sachs Clean-Tech Banker Bernstein to Retire From Firm
Goldman Sachs Group Inc. said Stuart Bernstein, head of the clean technology and renewables and the venture capital coverage groups, is retiring from the firm after 24 years
05/07/2015
Merriman Capital adds Managing Director to the Capital Markets Advisory Group
Gary was one of the early employees at Merriman Capital. He originally joined the company in March 2002 and returned in January 2015.
05/06/2015
UBS Promotes Its Own to Replace Exec
UBS' Bob Mulholland, head of the firm's Client Advisory Group, is retiring
05/06/2015
Eaton Vance Expands Global Equity Team
Upcoming Appointments of Christopher M. Dyer, CFA, as Director, Global Equity and Aidan M. Farrell as Global Small Cap Portfolio Manager
05/06/2015
T. Rowe Price CEO to retire, replacement named
The CEO and president of T. Rowe Price announced will step down at the end of the year
05/06/2015
Canaccord Genuity Expands Global REIT Capability
Based in the firm's New York and San Francisco offices, the team brings extensive investment banking, advisory, equity research and sales trading capability to the group
05/06/2015
MarketCounsel Hires Veteran RIA Industry Executives
In addition to hiring Morris and Powell, MarketCounsel also added two additional team members
05/06/2015
T. Rowe Price Designates Stromberg to Succeed Kennedy as CEO
Baltimorebased T. Rowe Price Group Inc. has named a successor for current CEO James A.C. Kennedy. William J.
05/05/2015
Monroe Capital Hires Southeast Region Group Head
He also worked at Cerberus Capital Management, L.P.
05/05/2015
Raymond James Adds Complex Managers, FAs From Wirehouses
In addition, it taps a marketing veteran to lead its Network for Women Advisors, which has over 800 FAs
05/05/2015
UBS Snags Senior Sponsors Banker From Morgan Stanley
UBS has been in hiring mode lately
05/05/2015
U.S. Bank Names industry veteran to Head of Commercial Real Estate Division
“Rex is an experienced commercial real estate banker with strong leadership skills and a proven record of driving growth. We’re pleased for him to join U.S. Bank,” said Richard Payne, vice chairman and head of U.S. Bank’s wholesale
05/05/2015
Former BofA Energy Banker to Join Evercore
Evercore Partners Inc. has hired former Bank of America Merrill Lynch co-head of global energy and power investment banking Laurie Coben
05/05/2015
BAML hires Cormier from Deutsche Bank
Cormier starts at BAML in August, reporting to JD Moriarty, head of Americas equity capital markets.
05/05/2015
First Foundation Bank Appoints President
He has more than 25 years of banking and investment management experience. He was most recently at Umpqua Bank, where he served as Executive Vice President. Prior to Sterling’s acquisition of Umpqua, Mr. DePillo served in several management roles wi
05/05/2015
Arthur J. Gallagher & Co. Hires New Chief Information Officer
He spent the last 14 years with Guggenheim Partners LLC
05/05/2015
Worldwide leader in fund governance expands NY office
He will lead DMS North and South American operations, directing global business development strategy and advising on hedge funds and other alternative investments, structuring and business solutions for offshore funds.