08/11/2015
LPL Financial and Gladstone Wealth Group Welcome Veteran Financial Advisor
He has joined LPL's broker-dealer platform for his commission-based business.
People Moves
08/11/2015
Standard Chartered picks head of sanctions compliance in New York
The bank said Steve Munro would head its sanctions compliance, based in New York.
08/11/2015
UBS scores $2 billion Morgan Stanley team
The third billion-dollar-plus team to leave Morgan this summer is the latest in a series of big swaps
08/11/2015
UBS hires Max Justicz as managing director of Americas group
He also worked as primary coverage banker for Carlyle
08/11/2015
Merrill Lynch Lands 3 Brokers
The group joined Merrill Lynch on July 31, and is based in the Seattle suburb of Bellevue, Washington.
08/11/2015
Veteran Wells Fargo Advisor Joins LPL Hybrid RIA
Palace said he’s making the move the provide objective recommendations that match with a clients’ goals and needs
08/11/2015
Marshall Terry Joins Rotation Capital as Managing Director
Marshall's presence provides us with the pedigree and infrastructure that we need to grow.
08/11/2015
Michael Gull and Nicholas Granata join Wells Fargo Global Fund Services
Both individuals will be based in New York and report to Leslie Flaws, global head of Client Services.
08/10/2015
PRA Group Appoints Former Citigroup Executive to Board of Directors
His previous roles with Citigroup included leadership of partnership programs for Citi Cards
08/10/2015
State Bank and Trust appoints new president
He joined First Bank of Georgia as president in 1999.
08/10/2015
Deutsche Asset & Wealth Management Hires Nick Angilletta to Lead Wealth Management Capital Markets Business
The team aims to provide capital market solutions that help achieve client objectives
08/07/2015
BlackRock's global head of trading departs -source
The news of Walker-Duncalf's departure was first reported by Financial News. Walker-Duncalf did not respond to an e-mail requesting comment.
08/07/2015
Webster in Connecticut Hires Deputy CFO from Citigroup
Webster restructured Robinson's title to more fully reflect the skill set of its new hire.
08/06/2015
Associated Bank Names Head of Investment Services
According to Associated, the move was made in an effort to better serve its clients.
08/06/2015
Merrill Adds Teams From Barclays, Morgan Stanley
MSRB announces new officers and board of director members for fiscal 2016; more
08/05/2015
GAMCO Augments Investment Team
Bob is a magna cum laude graduate of Amherst College with a degree in Economics.
08/05/2015
Soros' CIO to start own hedge fund with US$2 billion
Scott Bessent, who has been overseeing George Soros' US$30 billion fortune for the last four years and whom some consider Soros' protege, will leave at the end of 2015 to start his own hedge-fund firm.
08/05/2015
The Private Client Reserve Names Managing Director
The Private Client Reserve provides wealth management services to clients with $3 million or more in net worth.
08/05/2015
Wendi Doyle, Catherine Chase Join First Republic
Highly Respected Investment Team From Credit Suisse Joins Century City Office
08/05/2015
UBS Wealth Team With $400 Million Starts Own Boutique With Help
The boutique is named for Las Olas Boulevard, the posh shopping street in Fort Lauderdale.